The failure by the Cabinet Secretary, Ministry of Education, to establish the Education Standards and Quality Assurance Council (ESQAC) was an affront to the rule of law principle
Headnote: The case challenged the 1st respondent (Cabinet Secretary, Ministry of Education, Science & Technology) failure to set up and operationalize the Education Standards and Quality Assurance Council (ESQAC) in compliance with sections 66 and 67 of the Basic Education Act which mandated the Council to uphold quality assurance in basic education in Kenya. The court ordered the 1st respondent to establish, in accordance with section 64 of the Basic Education Act, the Education Standards and Quality Assurance Council (ESQAC) and to appoint relevant officers as by law envisaged and to prescribe such regulations necessary to give effect to the terms of ESQAC as spelt out in Basic Education Act within 60 days from the date of the judgement.

Ali v Cabinet Secretary, Ministry of Education, Science and Technology & another (Petition E296 of 2022) [2024] KEHC 10539 (KLR) (Constitutional and Human Rights) (3 September 2024) (Judgment)
Neutral citation: [2024] KEHC 10539 (KLR)
High Court at Nairobi
LN Mugambi, J
September 3, 2024
Reported by Robai Nasike Sivikhe and James Nginya
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Constitutional Law – fundamental rights and freedom – rights of children – best interest of the children – where the Cabinet Secretary Ministry of Education omitted to establish a quality assurance body provided by statute - whether the Cabinet Secretary’s (Ministry of Education) omission to appoint the Education Standards and Quality Assurance Council (ESQAC) and Quality Assurance Officers violated the rights of children under Article 53 of the Constitution – Constitution of Kenya, 2010, article 53
Constitutional Law – national values and principles of governance – rule of law – upholding the rule of by the Executive – where the Cabinet Secretary Ministry of Education omitted to establish a quality assurance body provided by statute – whether the Cabinet Secretary’s (Ministry of Education) omission to appoint the Education Standards and Quality Assurance Council (ESQAC) and Quality Assurance Officers undermined the principle of rule of law and violated the rights of children under Article 53 of the Constitution – Constitution of Kenya, 2010, articles 10 and 53; Basic Education Act, section 64

Brief Facts
The petition was filed, alleging that the 1st respondent had failed to set up and operationalize the Education Standards and Quality Assurance Council (ESQAC) in compliance with sections 66 and 67 of the Basic Education Act which mandated the Council to uphold quality assurance in basic education in Kenya. It was contented that the continued non-operationalization of the ESQAC and the non-appointment of the quality assurance officers amounted to psychological torture on the teachers and students. Inevitably, the respondents had violated the children’s right to access basic education as envisaged under article 53(1)(b) of the Constitution.

Issue
Whether the Cabinet Secretary’s (Ministry of Education) omission to appoint the Education Standards and Quality Assurance Council (ESQAC) and Quality Assurance Officers undermined the principle of rule of law and violated the rights of children under Article 53 of the Constitution.

Relevant Provision of the Law
Basic Education Act, Section 64
Section 64

(1) There shall be established an Education Standards and Quality Assurance Council.
(2)The Education Standards and Quality Assurance Council shall—
(a) ensure standards and maintain quality in institutions of basic education;
(b) administer policies and guidelines set for basic education;
(c) supervise and oversee curriculum implementation and delivery;
(d) in cooperation with county education, monitor the conduct of assessments and examinations in institutions of basic education;
(e) monitor and evaluate standards and quality in basic education.
(3)The Cabinet Secretary shall by regulations prescribe the composition, appointment and terms of service of the members of Education Standards and Quality Assurance


Held:
  1. The word ‘shall’ was used in Section 64 of the Basic Education Act which provided for the establishment of the Education Standards and the Quality Assurance Council (ESQAC). Unlike situations where the Executive may have been given a discretion to exercise, Parliament did not leave any room for maneuver by the Executive in regard to the establishment of the Education Standards and Quality Assurance Advisory Council (ESQAC). It had not given the Executive (the Respondents) the latitude to fail to act, delay or implement section 64 in piecemeal manner. That was why section64 was coached in the mandatory word ‘shall’. To allow the respondent to act as it wished would be to diminish the authority law and by extent that of Parliament against the Constitutional doctrine of separation of powers.
  2. Section 64 of the Basic Education Act should be read alongside Article 10 (2) (a) which incorporated the rule of law principle as part and parcel of values and principles of governance. To allow the respondents to abdicate a compulsory statutory obligation was to condone arbitrariness which offended the rule of law. Besides, it would be denying the Children the benefit of getting quality education standards which was the objective behind that provision in the Basic Education Act that was geared toward ensuring that quality education standards were maintained through that structure.
  3. The respondents’ argument that the petitioner did not demonstrate by way of evidence that educational standards had fallen due to non-establishment of the ESQAC Council was untenable. What was in issue was the arbitrary refusal to implement an express statutory provision for which it had no discretion to exercise. The conscious failure to appoint the ESQAC Council against an express statutory provision entitled the Court to review the inaction of the respondents on the basis of the rule of law principle which was the hallmark of Kenya’s Constitutional democracy. The Executive did not have the Constitutional power to disregard specific duty imposed by the Statute. It was thus not a question of evidence per se but the duty to respect and uphold the law and constitutionalism that was in issue.
  4. Deliberate failure to enforce a specific statutory provision whose objective was clear amounted to undermining the achievement of the stated purpose to the detriment of the public. The petitioner’s duty ended at establishing that the 1st respondent had failed to enforce an express legal duty to promote education standards by appointing an oversight body (ESQAC). Despite the mandatory nature of Section 64 of the Basic Education Act, the 1st respondent could not explain why it failed to execute the mandatory duty imposed by the Basic Education Act to establish the ESQAC Council.
  5. The establishment of ESQAC was a legal command that was not subject to the 1st respondent’s discretion. The failure by the 1st respondent to establish the ESQAC against the requirement of section 64 was an affront to the rule of law principle under article 10(2)(a) on values and principles of governance and was invalid and unconstitutional. Fundamentally, under the separation of powers principle, Parliament which was vested with law making authority directed how the law shall be implemented and where it decided Executive shall have no discretion and shall act as directed, then it would be allowing the executive to overreach by giving it the latitude to disregard or suspend the law yet it did not have such powers under the Constitution.
Petition allowed.
Orders
  1. A declaration was issued that the 1st respondent’s (Cabinet Secretary Ministry of Education) default in establishing the Education Standards and Quality Assurance Council against the express provisions of Section 64 of the Basic Education Act was against the rule of law principle which formed part of values and principles of governance under Article 10 (2) (a) and further undermined the objective to attain quality education under Article 53 of the Constitution hence the omission to implement that specific legal provision was invalid and unconstitutional.
  2. An order of Mandamus was issued compelling the 1st respondent to establish in accordance with Section 64 of the Basic Education Act, the Education Standards and Quality Assurance Council (ESQAC) and to appoint relevant officers as by law envisaged and to prescribe such regulations necessary to give effect to the terms of ESQAC as spelt out in Basic Education Act within 60 days from the date thereof.
  3. Being a public interest litigation, there were no orders as to costs.


Kenya Law
Case Updates Issue 008/24-25
Case Summaries

CONSTITUTIONAL LAW A public body in receipt of a petition must make the necessary steps of acting on the petition, which acting included, responding formally to the petitioner on the action taken

Headnote: The petitioner’s grouse was that the respondents failed to act on the County Environment Management and Coordination Bill which he presented to them for consideration and enactment. The court held that a purposive interpretation of article 37 of the Constitution would require that any public body in receipt of a petition must make the necessary step of acting on the petition, which acting included, but not limited to, responding formally to a petitioner on the action taken.

Nyangugu v County Executive of Laikipia and another (Constitutional Petition E001 of 2022) [2023] KEHC 25910 (KLR) (29 November 2023) (Judgment)

Neutral citation: [2023] KEHC 25910 (KLR)

High Court at Nanyuki
AK Ndung'u, J

Reported by Kakai Toili

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Constitutional Law – – fundamental rights and freedoms – right to present petitions to public authorities - whether it was mandatory for a public body in receipt of a petition to formally inform the petitioner on the action(s) taken concerning the petition – Constitution of Kenya, 2010, article 37.

Jurisdiction – – jurisdiction of the High Court - jurisdiction to determine whether there was a gap of a county legislation on environmental issues - whether the High Court had the jurisdiction to determine whether there was a gap of a county legislation on environmental issues.

Evidence Law – – burden of proof – burden of proof in constitutional petitions - what were the requirements for discharging the burden of proving violation or threat of violation of a constitutional right.

Brief Facts
The petitioner's case was that he presented to the 1st respondent (County Executive of Laikipia) the proposed County Environment Management and Coordination Bill (the Bill) and a brief on the policy issue for consideration and adoption by the county administration. He wrote to the 2nd respondent (County Assembly of Laikipia) seeking clarification on the progress of the Bill who responded that they were strangers to the contents therein. He later on made a follow up but there was no response. Thereafter, the petitioner petitioned the 2nd respondent for the proposed Bill to be tabled before County Assembly for consideration. That was followed by submissions of a memorandum of object and reasons for the proposed legislation but there had been no official communication from the 2nd respondent.
The petitioner claimed that the continued absence of the proposed legislation in Laikipia County had generated a structural conflict between the two levels of Government. The petitioner thus sought for among other orders; a declaration that the respondents violated the applicants right to have Laikipia County environment protected for the benefit of present and future generations through legislative measures; and that the 2nd respondent violated his rights to present a petition under article 37 of the Constitution and section 15 of the County Government Act 2012.

Issue:

  1. i. Whether it was mandatory for a public body in receipt of a petition to formally inform the petitioner on the action(s) taken concerning the petition.
  2. Whether the High Court had the jurisdiction to determine whether there was a gap of a county legislation on environmental issues.
  3. What were the requirements for discharging the burden of proving violation or threat of violation of a constitutional right.

Held:

  1. Article 258(1) of the Constitution granted the petitioner the right to institute proceedings in relation to violation of his rights. Article 23(1) of the Constitution conferred the court with jurisdiction to determine whether a right conferred in the Constitution had been violated. The jurisdiction of the court flowed from article 165(3)(d) of the Constitution. To that extent, the issues raised by the petitioner fell under the purview of the jurisdiction of the court.
  2. The burden of proving violation or threat of violation of a constitutional right was upon the petitioner. A petitioner must satisfy the evidential burden that a specific right existed and which right had been violated or restricted, besides pleading the same with reasonable particularity and precision. In addition, the petitioners must patently express the manner in which the respondents had violated their rights. The petitioner’s grouse was that the respondents failed to act on the County Environment Management and Coordination Bill which he presented to them for consideration and enactment.
  3. Article 37 of the Constitution conferred the right to demonstrate, picket and present petitions to public authorities. A purposive interpretation of article 37 would require that any public body in receipt of a petition as envisaged by the article must make the necessary step of acting on the petition, which acting included, but not limited to, responding formally to a petitioner on the action taken or reasons why the petition would not be acceded to. Otherwise, if the contrary was true, the right conferred under article 37 would not be realised.
  4. The record did not show any communication from the 2nd respondent indicating whether the Bill was rejected, and if so, the reasons proffered thereto. Evidence available was of the very casual, contemptuous and dismissive letter by the Clerk to the County assembly dated November 26, 2019, whose content was that the Assembly was a stranger to the issues raised in the petitioner’s 1. letter dated November 22, 2019. The Constitution frowned upon such exercise of authority which was heavily laced with the big man syndrome which syndrome was cast to oblivion by the recognition in the Constitution that all sovereign power belonged to the people.
  5. From the record, the foundation of the violations was the alleged failure by the respondents to enact the law. Other than mere recitals of the alleged violations, no evidence at all was laid before court in proof of the same.
  6. It was not within the province of the court to decide if or not there existed a lacuna of a county legislation on environmental issues. That was power to be exercised by the people of Laikipia County through their elected representatives in the County Assembly. Through the petition, the petitioner had attempted to tout the strength of his proposed bill. The court only intervened in legislation, be it national or local, only when there were procedural flaws or the enacted law was unconstitutional. Legislation making was a preserve of Parliament at the national level and county assemblies at the county level. Good laws were a pillar of society in all spheres of peoples’ social and economic activities.
  7. The Constitution obligated the State and all State organs to ensure adequate public consultation on all public policies, legislation or any decision that was likely to impact on the people of Kenya. Failure to factor in the mandatory requirement of public participation exposed the legislative instrument or policy framework to constitutional challenges of legitimacy, hence making it actionable for unconstitutionality in a court of law. The requirement for public participation should not obfuscate the doctrine of separation of powers which was the bedrock of a democratic society.
  8. The mandate to legislate was exclusive and neither the Executive nor the Judiciary should interfere. The court, however, had the mandate to oversee the legality of the law-making process and the constitutionality of the enactment. The petitioner had mixed up issues of the respondents’ failure to act on the Bill with issues pertaining to the need and merits of the proposed law. The court could only come to his aid in regard to any flouting of procedure by the respondents or where a law inconsistent with the constitution was passed but must eschew any attempt to suggest to, leave alone order, the respondents on what legislation to pass or not to pass.
  9. The respondents failed to respond with reasons to the petitioner why his Bill was rejected. Although the petitioner had pleaded violations of the Constitution, he had not demonstrated to the required standard how his individual rights and fundamental freedoms were violated, infringed or threatened by the respondents. He had not adduced any evidence to demonstrate the alleged violations. He was however entitled to a fair administrative action which included to have written reasons why the Bill was rejected.

Petition partly allowed.

Orders

  1. The respondents were obligated to receive the Bill and subject it to usual consideration and make a decision on it which decision should be communicated to the petitioner. The petitioner shall, to achieve that, be at liberty to re-submit the Bill for that purpose.
  2. Each party to bear its own costs.
STATUTES

Section 42(1) of the Employment Act must be understood as not depriving employees serving on probationary contracts of the right to be heard before their contracts of service can be terminated

Headnote:The case revolved around the termination of the claimant’s contract of employment for failure to meet the performance expectations of the respondent. The court noted that section 42(1) of the Employment Act sanctioned differential treatment of employees serving on probationary terms. The court held that the section was not only discriminatory against employees on probation but also offended their right to fair labour practice. Further, in so far as it purported to sanction their release from employment without giving them the reasons for the decision, the section was inimical to those employees’ right to fair administrative action.

Ambogo v Sameer Agriculture and Livestock (Kenya) Limited (Employment and Labour Relations Cause 199 of 2022) [2023] KEELRC 2257 (KLR) (29 September 2023) (Judgment)
Neutral citation: [2023] KEELRC 2257 (KLR)
Environment and Land Court
BOM Manani, J

Reported by Kakai Toili

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Statutes – interpretation of statutory provisions – interpretation of section 42(1) of the Employment Act – where section 42(1) deprived employees on probationary contracts the protection granted to employees on confirmed contracts of service during termination of employment - whether section 42(1) violated the right of equality and freedom from discrimination, the right to fair labour practices and the right to fair administrative action – Constitution of Kenya, 2010, articles 27, 41 and 47; Employment Act, Cap 226, section 42(1).
Labour Law – employment - employees serving on probation contracts – re-assignment of employees serving on probation contracts - whether the re-assignment of an employee on serving on a probation contract affected the probation duration.
Labour Law employment – termination of employment - whether the termination of employment without subjecting the employee to a disciplinary session was procedurally flawed - whether an employee whose contract of service was unfairly terminated was entitled to be paid salary for the employee’s unexpired term of the contract - Employment Act, Cap 226, sections 41 and 49.

Brief facts:
According to the claimant, the respondent hired his services in the position of sales manager as from April 5, 2018. The claimant averred that he was thereafter deployed to serve in the position of business development manager. The claimant further averred that on January 23, 2019, the respondent’s management implored him to resign from employment. According to the claimant, there was no valid reason for that request. As a result, he declined to resign from his position. The claimant stated that on January 24, 2019, the respondent issued him with a letter terminating his services. According to the letter, the reason for the decision to terminate the claimant’s contract was that he had failed to meet the performance expectations of the respondent. It was the claimant’s case that he met all the performance targets that had been set for him. The claimant stated that he was not subjected to the disciplinary process that was prescribed in law before he was relieved of his employment.

Issues:

  1. i. Whether section 42(1) of the Employment Act which deprived employees on probationary contracts the protection granted to employees on confirmed contracts of service during termination of employment violated;
    1. the right of equality and freedom from discrimination;
    2. the right to fair labour practices; and
    3. the right to fair administrative action.
  2. Whether the re-assignment of an employee on serving on a probation contract affected the probation duration.
  3. Whether the termination of employment without subjecting the employee to a disciplinary session was procedurally flawed.
  4. Whether an employee whose contract of service was unfairly terminated was entitled to be paid salary for the employee’s unexpired term of contract.

Held:

  1. Section 42(1) of the Employment Act deprived employees serving on probationary contracts the protection that was granted to employees serving on confirmed contracts of service when it came to termination of employment. Whilst an employee who was serving under a confirmed contract of service could not be dismissed from service without cause, an employee who was serving on probation was not entitled to similar protection.
  2. The Employment Act was enacted in 2007, that was well before the Constitution of Kenya, 2010 was promulgated. Article 41 of the Constitution protected the right to fair labour practice. Article 47 of the Constitution protected the right to fair administrative action, that right also applied to employment relations. Article 27 of the Constitution prohibited discrimination including at the workplace. Similarly, the article guaranteed everyone the right to equal benefits of and protection by law.
  3. Section 42(1) of the Employment Act sanctioned differential treatment of employees serving on probationary terms. The provision denied those employees equal protection and benefit of the law. The section was not only discriminatory against employees on probation but also offended their right to fair labour practice. In so far as it purported to sanction their release from employment without giving them the reasons for the decision, the section was also inimical to those employees’ right to fair administrative action. Section 42(1) was contrary to the Constitution.
  4. In order to remain relevant in the statute books, section 42(1) of the Employment Act must be read with the necessary adjustments as directed by section 7(1) of the Sixth Schedule to the Constitution. That meant that the section must be understood as not depriving employees serving on probationary contracts of the right to be heard before their contracts of service can be terminated. The suggestion that the claimant was not entitled to a hearing before his contract was terminated was flawed and was rejected.
  5. Termination of the claimant’s contract of service happened on January 24, 2019. That was long after the six (6) months probationary period in the contract had lapsed. The respondent’s assertion that the claimant’s reassignment to a new role in June 2018 reset his probationary period was a misinterpretation of not just the law on the subject but also the documents through which the parties contracted. As a matter of fact, the claimant’s letter of reassignment contained no clause that could justify the respondent’s conclusion on the subject.
  6. From the evidence on record, the basis for the respondent’s decision to terminate the claimant’s contract of service was that he was guilty of poor performance. Although the respondent claimed that the claimant had been cautioned about his poor performance, there was no evidence that he was taken through a formal disciplinary process that was contemplated under section 41 of the Employment Act before his contract of service was terminated. There was no evidence that the respondent formally notified the claimant that it proposed to terminate his contract of service on grounds of poor performance and invited him to respond to the charge in terms of section 41.
  7. Section 41 of the Employment Act required the employer to subject an employee to a disciplinary session before terminating the employee’s contract of service on grounds of misconduct, poor performance or physical incapacity. The employer was obligated to notify the employee of the charge, allow the employee the opportunity to respond to the charge and hear the representations of the employee together with his witnesses before making a decision on the matter. The respondent failed to uphold those requirements of law under the misguided belief that the fact that the claimant was allegedly on probation relieved it of that obligation.
  8. The meeting to which the respondent’s manager summoned the claimant on the morning of January 23, 2019 to demand that the claimant either resigned or his contract was terminated did not qualify as a disciplinary session contemplated under section 41 of the Employment Act. Consequently, the respondent’s decision to terminate the claimant’s contract on account of poor performance was procedurally flawed.
  9. Despite the claimant denouncing the signature on the discharge voucher, the respondent did not take steps to authenticate it. In the face of that lacuna, the court could not determine the validity of the discharge voucher. The court declined to make any findings on the effect of the discharge voucher in question including whether the signatures on it were procured genuinely or through fraud. Those were matters that the parties did not plead in their respective pleadings.
  10. An employee whose contract of service was unfairly terminated was entitled to claim any of the reliefs under section 49 of the Employment Act. Those reliefs did not include salary for the employee’s unexpired term of contract. However, the employee may claim compensation capped at a maximum of twelve (12) months of his salary. Although section 49 set out the main reliefs that the Employment and Labour Relations Court may grant, those were not the sole remedies that the court could grant. In addition to those remedies, the court had power to grant the remedies sanctioned by section 12 of the Employment and Labour Relations Court Act.
  11. It would be speculative for the court to sanction payment of salary for the unexpired term of an employment contract as such order overlooked the reality that some unforeseen occurrences such as death and other acts of God could occasion premature closure of the contract. Consequently, such order would be inimical to justice. The court may only award an employee salary for the unexpired term of his contract of service in instances where the contract between the parties had sanctioned the remedy.
  12. Although the claimant did not plead for compensation capped at twelve (12) months, he had asked the court to grant him any other remedy that it deemed fit. Under section 12(3)(v iii) of the Employment and Labour Relations Court Act, the court had power to grant a litigant that was before it any other remedy that it considered appropriate having regard to the facts of the case.

Claim partially allowed.
Orders

  1. The respondent’s termination of the claimant’s contract of service was declared procedurally irregular and therefore unlawful.
  2. The claimant was awarded compensation that was equivalent to his gross salary for four (4) months, that was to say Ksh. 1,200,000.00.
  3. The award was subject to the applicable statutory deductions.
  4. The respondent was ordered to refund the claimant the sum of Ksh.24,000.00 that was irregularly deducted from the claimant’s salary.
  5. The above awards attracted interest at court rates from the date of the judgment.
  6. The claimant was granted costs of the case.
  7. Any other relief that had not been expressly granted was deemed as having been declined.