Wanga v Republic (Petition E030 of 2023) [2024] KESC 38 (KLR) (2 August 2024) (Judgment)
Neutral citation:
[2024] KESC 38 (KLR)
Republic of Kenya
Petition E030 of 2023
MK Koome, CJ, PM Mwilu, DCJ & VP, MK Ibrahim, N Ndungu & W Ouko, SCJJ
August 2, 2024
Between
Goddrick Simiyu Wanga
Appellant
and
Republic
Respondent
(Being an appeal from the Judgment of the Court of Appeal (Gatembu, Nyamweya & Lesiit, JJ. A.) delivered on 17th March, 2023 in Criminal Appeal No. 15 of 2020)
Guiding principles in admitting an appeal to the Supreme Court as of right in a case involving the interpretation or application of the Constitution
The appeal challenged the decision of the Court of Appeal upholding the conviction and a sentence of 30 years imprisonment of the appellant on two counts of robbery with violence. The court found that counsel or a litigant was under strict obligation to categorize his or her case, indicating the constitutional or legal category under which he or she was moving the court. The court further highlighted the guiding principles in admitting an appeal to the Supreme Court as of right in a case involving the interpretation or application of the Constitution.
Civil Practice and Procedure – appeals – appeals to the Supreme Court – form and content - whether it was mandatory for a litigant to categorize his or her case, indicating the constitutional or legal category under which he or she was moving the Supreme Court – Constitution of Kenya, 2010, article 163(4)(a) and (b).Civil Practice and Procedure – appeals – appeals to the Supreme Court – appeals as of right in any matter relating to the interpretation or application of the Constitution – what were the principles to admit an appeal to the Supreme Court as of right in a case involving the interpretation or application of the Constitution under article 163(4)(a) of the Constitution – Constitution of Kenya, 2010, article 163(4)(a).
Brief facts
The appeal challenged the decision of the Court of Appeal upholding the conviction and a sentence of 30 years imprisonment of the appellant on two counts of robbery with violence. The appellant contended that the Court of Appeal erred by: accepting without question or analysis that the trial was conducted in a manner that was consistent with the Constitution and failing to make a finding that the trial court violated the appellant’s right to a fair trial. The appellant thus sought for among other orders; a declaration that his constitutional rights to fair trial, including the right to a fair appeal, held consistent with the rule of law were violated; and the quashing the conviction, setting aside the sentence and setting the appellant at liberty, or in the alternative, to return the matter to the trial court for a new trial conducted in accordance with the Constitution. In opposing the appeal, the respondent contended that the issues raised for determination by the instant court were not argued in the Court of Appeal.
Issues
- Whether it was mandatory for a litigant to categorize his or her case, indicating the constitutional or legal category under which he or she was moving the Supreme Court.
- What were the guiding principles to admit an appeal to the Supreme Court as of right in a case involving the interpretation or application of the Constitution under article 163(4)(a) of the Constitution.
Held
- Since the two avenues of the appellate jurisdiction of the court under article 163(4)(a) and (b) of the Constitution were distinct, either as of right on the constitutional issues; or on matters of general public importance, respectively, counsel or a litigant was under strict obligation to categorize his or her case, indicating the constitutional or legal category under which he or she was moving the court. For that reason, it had become a matter of practice, for the court to independently satisfy itself that an appeal was properly lodged and that it had jurisdiction before it could entertain it.
- To admit an appeal under article 163(4)(a) of the Constitution, the following principles applied, in so far as they were relevant to the appeal:
- On the issue of jurisdiction, where a court’s jurisdiction was objected to by any party to the proceedings, such an objection must be dealt with in limine as a preliminary issue, before the meritorious determination of any cause, even where the objection had been argued in the appeal itself.
- A court’s jurisdiction flowed from either the Constitution or legislation or both; and that a court could not arrogate to itself jurisdiction exceeding that which was conferred upon it by the Constitution or law.
- Under article 165(3)(d) of the Constitution, the High Court had original jurisdiction to hear any question respecting the interpretation of the Constitution. The Supreme Court in its appellate jurisdiction under article 163(3), subject to clauses (4) and (5) and article 163(4) (a) was the final Court on matters involving the interpretation and application of the Constitution arising from the decision of the Court of Appeal.
- Article 163(4) of the Constitution was not a thoroughfare for all intended appeals from the Court of Appeal to the Supreme Court. Only those appeals arising from cases involving the interpretation or application of the Constitution or those that could be said to involve matters of general public importance would be entertained by the Supreme Court. It was not the mere allegation in pleadings by a party that clothed the court with jurisdiction.
- The appeal must originate from a decision of the Court of Appeal in which the question of interpretation or application of the Constitution was at play. Where the case to be appealed from had nothing or little to do with the interpretation or application of the Constitution, it could not support a further appeal to the Supreme Court under the provisions of article 163(4(a) of the Constitution.
- Where specific constitutional provisions could not be identified as having formed the gist of the cause at the Court of Appeal, the very least an appellant should demonstrate was that the court’s reasoning, and the conclusions which led to the determination of the issue, put in context, could properly be said to have taken a trajectory of constitutional interpretation or application.
- In addition, a party must indicate to the court in specific terms, the issue requiring the interpretation or application of the Constitution and must signal the perceived difficulty or impropriety with the appellate court’s decision.
- The Supreme Court retained the discretion to determine what matter was appealable to it under article 163(4)(a) of the Constitution, always bearing in mind that such a matter must be founded on cogent issues of constitutional controversy to warrant its input.
- Given the nature of the pleadings and proceedings before the trial court and on the other hand, the decisions of the two superior courts below, the issues did not concern the application or interpretation of the Constitution. Rather, it was an ordinary case of robbery with violence, argued as such on facts. The allegations of constitutional controversy were being canvassed for the first time before the instant court.
- The appellant having properly identified precisely the relevant articles of the Constitution which in his view were violated by the respondent, he was, in addition, expected to convince the court that the subject of the appeal was the same issues in controversy and around which both the High Court and the Court of Appeal based their respective decisions.
- The decision being challenged in the appeal had nothing to do with the interpretation or application of articles 49 and 50 of the Constitution. The appellant had not demonstrated that the Court of Appeal’s reasoning, and its conclusions took a trajectory of constitutional interpretation or application. The appellant had attempted to morph his case from an everyday trial for the offence of robbery with violence to one of violation of his constitutional rights. The appeal was nothing but an effort to take a second bite at the cherry. It presented neither exceptional circumstances nor an opportunity for the court to provide interpretive guidance on the Constitution. The court lacked jurisdiction to determine the appeal. It failed and accordingly the court downed its tools at that stage.
- [Obiter] But even as we down our tools, we consider it paramount to restate the following for the sake of posterity and the development of jurisprudence, in terms of this court’s past decisions on similar cases. In this appeal, we have observed that the High Court substituted the death sentence with a custodial sentence of 30 years imprisonment ostensibly on the authority of our decision in the Muruatetu case. This sentence was later affirmed by the Court of Appeal on second appeal, despite the court acknowledging our decision in the Muruatetu case that the mandatory nature of the death sentence only applied to murder convictions and did not extend to robbery with violence.
- [Obiter] In terms of article 163(7) of the Constitution, we expect all superior and subordinate courts, without exception to follow the noticeably clear guidelines issued in the Muruatetu directions… Our decision in the Muruatetu case did not generally invalidate mandatory sentences or minimum sentences in the Penal Code, the Sexual Offences Act, or any other statute. The decision in the Muruatetu case applies only with respect to the mandatory nature of the death sentence under sections 203 and 204 of the Penal Code and no parallel ought to be drawn beyond that statement.
Petition dismissed; no orders as to costs.
Orders
Kshs. 6,000 to be deposited as security for costs upon lodging of the appeal be refunded to the depositor.
Citations
Cases
- Aviation & Allied Workers Union of Kenya v Kenya Airways Limited & 3 others (Petition 4 of 2015; [2017] KESC 11 (KLR)) — Explained
- Hermanus Phillipus Steyn v Giovanni Gnecchi Ruscone (Civil Appeal 171 of 2009; [2010] KECA 96 (KLR)) — Explained
- In the Matter of the Interim Independent Electoral Commission (Applicant) (Constitutional Application 2 of 2011; [2011] KESC 1 (KLR)) — Mentioned
- Kahinga, Joseph Kaberia & 11 others v Attorney General (Petition 618 of 2010; [2016] KEHC 3130 (KLR)) — Applied
- Kariuki, Moses Ngichu v Republic (Criminal Appeal 228 of 2008; [2009] KECA 67 (KLR)) — Explained
- Lawrence Ndutu & 6,000 others v Kenya Breweries Limited (Civil Case 279 of 2003; [2019] KEHC 9260 (KLR)) — Mentioned
- Lerai v Republic (Criminal Appeal 107 of 2021; [2023] KECA 752 (KLR)) — Applied
- Mose, Mark Oiruri v Republic (Criminal Appeal 295 of 2012; [2013] KECA 67 (KLR)) — Applied
- Munya, Gatirau Peter v Dickson Mwenda Kithinji & 2 others (Petition 2 of 2014; [2014] KESC 49 (KLR)) — Applied
- Munyi, Gladys Wanjiru v Diana Wanjiru Munyi (Petition 31 of 2014; [2015] KESC 9 (KLR)) — Applied
- Muruatetu & another v Republic; Katiba Institute & 4 others (Amicus Curiae) (Petition 15 & 16 of 2015; [2021] KESC 31 (KLR)) — Applied
- Muruatetu & another v Republic; Katiba Institute & 5 others (Amicus Curiae) (Petition 15 & 16 of 2015 (Consolidated); [2017] KESC 2 (KLR); [2017] 2 KLR 101) — Applied
- Nasra Ibrahim Ibren v Independent Electoral & Boundaries Commission, Arnold Mutwiri Njabani & Safia Sheikh Adan (Election Appeal 9 of 2018; [2018] KECA 500 (KLR)) — Explained
- Ndayara, Elvis Opee & another v Republic (Criminal Appeal 125 of 2013; [2015] KECA 988 (KLR)) — Explained
- Okiya Omtatah Okoiti v Central Bank of Kenya & Kenya Bankers Association (Commercial Civil Case 350 of 2016; [2020] KEHC 6110 (KLR)) — Applied
- Opore, Zebedeo John v The Independent Electoral And Boundaries Commission (Petition 418 of 2017; [2017] KEHC 9217 (KLR)) — Applied
- Samuel Kamau Macharia v Kenya Commercial Bank Limited & 2 others (Application 2 of 2011) — Explained
- Constitution of Kenya, 2010 — article 2(5)(6); 10(2)(a); 21(a); 23(3); 49(1); 50(1)(2)(4); 50(2)(j)(k); 163(4)(a) — Interpreted
- Criminal Procedure Code (cap 75) — section 361(1)(a) — Cited
- Evidence Act (cap 80) — section 25A, 144(3); 146; 175 — Cited
- National Police Service Act (cap 84) — section 57, 60 — Cited
- Penal Code (cap 63) — section 296(2) — Cited
- Sexual Offences Act (cap 63A) — Cited
- Supreme Court Rule, 2011 (cap 9B, Sub Leg) — rule 39(1) — Cited
- Basic Principles on the Role of Lawyers, 1990
- International Covenant on Civil and Political Rights (ICCPR), 1966 — article 14(3)(d)
- Treaty for the Establishment of the East African Community — article 6(d)
- UN Principles and Guidelines on Access to Legal Aid in Criminal Justice Systems, 2012
Judgment
A. Introduction
1.This appeal challenges the decision of the Court of Appeal upholding the conviction and a sentence of 30 years imprisonment of the appellant, Goddrick Simiyu Wanga, on two counts of robbery with violence.
B. Background
2.The appellant together with 7 others were tried, convicted, and sentenced before the Senior Principal Magistrate Court at Kilifi with two counts of the offence of robbery with violence. The prosecution presented evidence to the effect that on 4th December 2013 at Bofa area in Kilifi County, the appellant and his confederates, while armed with a dangerous weapon, namely a pistol, robbed Yul Wenger (PW1) and his wife, Heike Wenger (PW2) of personal effects valued in total at Kshs. 12,300,000/- and that immediately before the time of such robbery, threatened to use personal violence against their victims.In this judgment, we shall mainly be concerned with the appellant, as the rest of the persons convicted with him have not appealed to this Court.
C. Litigation History
i. Before the Principal Magistrates’ Court
3.The case against the appellant and his co-accused persons was built upon the question of their identification, the doctrine of recent possession as proof of their involvement and circumstantial evidence.
4.On the whole, the trial court in a judgment delivered on 6th December 2017 was satisfied, on the basis of the evidence of identification, the doctrine of recent possession and circumstantial evidence, that the charges were proved beyond reasonable doubt. Consequently, the appellant and those found guilty with him were convicted and sentenced to death.
ii. Before the High Court
5.Aggrieved, the appellant and those convicted appealed to the High Court challenging both the conviction and sentence. They contended that the death sentence was illegal; that their conviction was based on a defective charge; that the evidence presented by the prosecution was contradictory; that in failing to recallPW1 upon application by the appellant the trial court committed a grave error; that the appellant’s defence was not considered; that the court erroneously relied on dock identification; and that the items allegedly recovered from the appellant were never identified in court.
6.The High Court (Nyakundi, J.) in a judgment rendered on 5th March 2020 framed three issues for determination: whether the evidence was capable of supporting the conviction of the appellants; whether the element of identification was proved by the prosecution beyond reasonable doubt; and the importance and correlation of the doctrine of recent possession and call data to uphold the conviction of each of the appellants.
7.On the sufficiency of evidence, the learned Judge agreed with the trial court that there was ample evidence linking the appellant and the other convicted persons with the robbery; that apart from direct evidence of identification together with circumstantial evidence based on the doctrine of recent possession, positive identification of the items stolen from the complainants provided proof of the appellant’s involvement in the robbery; and that the appellant’s defence did not displace the prosecution’s evidence placing him at the scene of robbery.
8.Based on the foregoing, the first appellate court concluded that there was no error of law or principle committed by the trial court in its finding that the prosecution had presented proof beyond reasonable doubt that the convicted persons committed the offence of robbery as charged. Consequently, the appeal against their convictions was dismissed. The death sentence was however set aside and substituted with a custodial sentence of 30 years imprisonment ostensibly on the authority of our decision in the case of Muruatetu & another vs. Republic; Katiba Institute & 5 others (Amicus Curiae) (Petition 15 & 16 of 2015 (Consolidated)) [2017] KESC 2 (KLR) (Muruatetu Case).
iii. Before the Court of Appeal
9.Once again aggrieved by this outcome, the appellant and four others moved the Court of Appeal by instituting separate appeals. The appellant filed Civil Appeal No. 15 of 2020. However, we note, as did the second appellate court, that many of the grounds raised were not pleaded and canvassed in the High Court and could therefore not be the subject of arguments in a second appeal. The two main grounds based on questions of law were, whether the High Court failed to re-examine and re-evaluate the evidence on record thereby reaching a wrong conclusion; and whether the High Court improperly failed to find that the sentence imposed was manifestly excessive and harsh.
10.In a judgment, the subject of this third appeal, delivered on 17th March 2023, the Court of Appeal (Gatembu, Nyamweya & Lesiit, JJ. A), identified the following key issues for determination. On the propriety of a charge, the court held that the charge was properly framed.
11.On whether the charges were duplex, the court observed that the charge sheet bore elaborate particulars of the offence of robbery with violence, and there was no record of any confusion on the part of the convicted persons, who pleaded not guilty to the two counts of robbery with violence, cross-examined the witnesses on the evidence presented on the circumstances of the said robbery, and presented their defence. In addition, the convicted persons did not raise any grounds or complaint on appeal to the High Court regarding the duplexity of the charges. While the Court of Appeal agreed that there may have been multiplicity, and in certain instances defects in some of the counts, it noted that the defects were not serious enough or so prejudicial as to vitiate the entire trial.
12.On the application of the doctrine of recent possession, the court observed that the evidence adduced in the trial met the test of the doctrine; that some of the items stolen from the complainant and his wife were shortly after the robbery recovered from some of the convicts; that the complainants were able to positively identify them; and that the convicted persons did not provide any explanation as to how the items came to be in their possession within a span of under 2 months of the robbery. The court therefore found no basis to disturb the findings of the trial court and High Court, and accordingly dismissed the appeal in its entirety.
13.On the sentence imposed, the court noted that under Section 361(1)(a) of the Criminal Procedure Code, the severity of a sentence is a matter of fact and therefore outside the scope of a second appeal. Although the court acknowledged the clarification by this Court in the Muruatetu Case that its finding on the mandatory nature of the death sentence only applied to murder convictions, it observed that the 30 years sentence imposed by the High Court as a substitute for the death sentence meted out by the trial court was lenient and it chose not to disturb it.
14.Ultimately, the court upheld the conviction of the appellant and some of the convicts and the sentence of 30 years imprisonment was affirmed.
iii. Before the Supreme Court
15.Undeterred, the appellant, now alone without his co-convicts, has filed the instant third appeal challenging the decision of the Court of Appeal on the following summarized grounds; that the learned Judges of Appeal erred by:a.Accepting without question or analysis that the trial was conducted in a manner that was consistent with the Constitution and failing to make a finding that the trial court violated the appellant’s right to a fair trial under Article 50 of the Constitution which violation was exacerbated by the High Court on first appeal;b.Failing to properly consider and analyse the issues raised in the submissions of counsel for the appellant on appeal, in violation of Article14(3)(d) of the International Covenant on Civil and Political Rights as read together with Article 2(5) and (6) of the Constitution;c.Failing to comply with the fundamental duty to observe, respect, protect and fulfil the rights and fundamental freedoms in the Bill of Rights as required by Article 21(a) of the Constitution (sic) and breaching its obligation to abide by the rule of law in accordance with Article 10(2)(a) of the Constitution and Article 6(d) of the Treaty for the Establishment of the East African Community; and,d.Failing to uphold the Kenyan common law finding of unconstitutionality of Section 296(2) of the Penal Code per the decision in Joseph Kaberia Kahinga & 11 others vs. Attorney General [2016] eKLR.
16.Accordingly, the appellant seeks the following reliefs:a.A declaration that the appellant’s constitutional rights to fair trial under Article 50 of the Constitution, including the right to a fair appeal, held consistent with the rule of law in accordance with Article 10(2)(a) of the Constitution, Article 6(d) of the Treaty for the Establishment of the East African Community and Article 14(3)(d) of the International Covenant on Civil and Political Rights were violated by the Kenyan state and its agents, in particular, the police, the prosecution and the Judiciary;b.Order therefore that the appeal succeeds, in effect quashing the conviction, setting aside the sentence and setting the appellant at liberty, or in the alternative, to return the matter to the Magistrate Court for a new trial conducted in accordance with the Constitution;c.Order that the Judicial Service Commission pay compensation to the appellant for all of the violations of his right to fair trial (sic), which resulted in at least ten years in custody, in the amount of Kshs. 10 million.d.Order that the Director of Public Prosecution be estopped from bringing and prosecuting charges under Section 296(2) of the Penal Code;e.Order that all police officers undergo specific training, and periodic evaluation of learning/understanding on the rights of arrested persons;f.Order that all judicial officers and prosecutors undergo specific training, and periodic evaluation of learning/understanding on fair trial rights.
17.In opposing the appeal, the respondent has filed a replying affidavit sworn by Fredah Mwanza, the respondent’s counsel, on 30th November 2023 contending that the issues being raised for determination by this Court were not argued in the Court of Appeal. In effect, the respondent explains, by this appeal the appellant is inviting the Court to re-evaluate the evidence presented before the trial court, evaluated by the High Court and re-evaluated by the Court of Appeal, so as to make a determination based on facts and not the law.
D. Parties’ Submissions
i. The Appellant’s submissions
18.The plunk of the appellant’s submissions dated 5th February 2024, is that his rights were violated upon his arrest and initial detention; during his trial and both on first and second appeals by the High Court and the Court of Appeal respectively. Elaborating further on these alleged violations, the appellant submits under the following 4 headings:
19.On the fundamental right to counsel, the appellant has cited Article 49(1) of the Constitution, the UN Basic Principles on the Role of Lawyers and UN Guidelines on Access to Legal Aid , Sections 57 and 60 of the National Police Service as well as Section 25A of the Evidence Act in support of the assertion that at the time of his arrest, his rights under Article 49 of the Constitution were not protected; that the police violated his rights by failing to warn him of his right to remain silent; his right to communicate with counsel; and the right not to make any confession or admission that could incriminate him.
20.As regards the fundamental right to challenge evidence, the appellant cites Article 50(2)(k) of the Constitution and Sections 144(3) and 146 of the Evidence Act to argue that the evidence levelled against him was not admissible, particularly the data from Safaricom which placed him at the crime scene. The appellant also relies on the cases of Moses Ngichu Kariuki vs. Republic [2009] eKLR, Mark Oiruri Mose vs. Republic [2013] eKLR, Lerai vs. Republic [2023] KECA 752 (KLR) on the right to recall a witness for cross-examination as an integral part of the right to a fair hearing, contending that PW1’s evidence was never subjected to cross-examination by the appellant.
21.On the obligation to exclude evidence obtained in violation of the Bill of Rights, the appellant submits that both international and domestic laws permit the exclusion of evidence obtained in violation of the law. Moreover, he posits that Section 175 of the Evidence Act makes it clear that improper admission of evidence is a ground for reversal of a decision, contending that the evidence of the search and recovery of a phone and notebook from the hotel where he was staying was unlawful.
22.Finally, on the appropriate and effective remedies, the appellant urges this Court to grant appropriate relief pursuant to Article 23(3) of the Constitution. Given the length of time he has spent in prison, he argues that an order of retrial would be prejudicial and even occasion an injustice to him. The appellant therefore prays that the appeal be allowed.
23.In his oral highlight of the submissions before us, learned counsel for the appellant confirmed at the outset that the appellant’s case before this Court is that his right to a fair trial as guaranteed by Articles 49 and 50 of the Constitution and all the other cited Articles was violated. Counsel conceded that indeed the questions whose answers are sought in this appeal are being raised for the first time in this Court but was quick to explain that the issues in question being constitutional in nature, they could be raised at any stage, at the trial, on the first, second or even third appeal.
ii. The Respondent’s submissions
24.In opposing the appeal the respondent filed written submissions dated 19th February 2024 arguing that the appellant had failed to demonstrate the manner in which the two superior courts below violated his constitutional rights under Articles 10(2)(a) and 50(1), (2) & (4) of the Constitution and Article 14(3)(d) of the International Convention on Civil and Political Rights; and that the appellant having failed to raise these issues before either the High Court or the Court of Appeal he was estopped from raising them for the first time before this Court. To support this argument, the respondent cites the holding of this Court in Gatirau Peter Munya vs. Dickson Mwenda Kithinji & 2 Others [2014] eKLR to the effect that in order to qualify for the invocation of Article 163(4)(a) of the Constitution, the constitutional issue involved must have been the central theme of constitutional controversy in the courts below; and that the applicant must demonstrate how the Court of Appeal misinterpreted or misapplied the constitutional provision in question.
25.Without prejudice to the foregoing argument, the respondent asserts that it should be apparent from the record that the appellant was physically present during his trial; was represented by counsel who cross-examined the witnesses; was accorded an opportunity to defend himself; and the respondent complied with the provisions of Article 50(2)(j) of the Constitution by availing the witness statements to the appellant before the presentation of the prosecution’s case. Therefore, no material has been placed before the Court to show how Article 49(1) of the Constitution was violated by any of the courts below and in what way the appellant was prejudiced.
26.Secondly, it is the respondent’s contention that what the appellant has presented before this Court is a deviation from what was pleaded before and determined by the courts below. The argument about violations of Articles 50(1) and (2) of the Constitution were not issues before both the first and second appellate courts and therefore cannot be the subject for determination by this Court, in accordance with the Court’s ratio decidendi in Okiya Omtatah Okoiti vs. Central Bank of Kenya [2019] eKLR.
27.Thirdly, the respondent reiterates that what the appellant has presented to this Court camouflaged as a case of violations of his rights under Article 50 of the Constitution are in fact, factual arguments on issues of evidence and procedure; that in effect the essence of the appeal is to invite the Court to re-evaluate afresh the evidence on record in order to make a different finding from those of the courts below and that the Court has no such jurisdiction.
28.Finally, the respondent has asked the Court to reject the appellant’s further invitation to be persuaded by the decision of the High Court in the case of Joseph Kaberia & 11 others vs. Attorney General (supra), that death sentence for the offence of robbery with violence under Section 296(2) of the Penal Code is inconsistent with the Constitution. According to the respondent, this question has now been firmly settled by this Court in Muruatetu & another vs. Republic; Katiba Institute & 4 others (Amicus Curiae); (Petition 15 & 16 of 2015), [2021] KESC 31 (KLR) (Muruatetu Directions).
29.Accordingly, the respondent has urged the Court to dismiss the appeal, uphold the conviction of the appellant, set aside the imprisonment sentence of 30 years and reinstate the lawful death sentence in accordance with Section 296(2) of the Penal Code.
E. Issues for Determination
30.From our consideration of the pleadings, the findings of the trial court, the two superior courts below, and the submissions by counsel, we consider the following two issues capable of disposing this appeal.i.Whether this Court has jurisdiction to hear and determine the appeal; and if the Court has jurisdiction, then;ii.Whether the appellant’s rights under Articles 49 and 50 of the Constitution were violated as claimed by him in the petition.
F. Analysis and Determination
Jurisdiction of the Supreme Court
31.We start by observing that the appellant in bringing the petition has not specified under what provision of the Constitution his case is anchored. The Petition is filed pursuant to “Supreme Court Rule 39(1)” (sic) which provides for the Form of Petition of an appeal. It is only at paragraph 14 of the written submissions that the appellant states that, “… this Honourable Court is obligated to exercise its jurisdiction under Article 163(4)(a) to correct and remedy these failures by the criminal justice system to apply the Constitution…”. It is from this statement that we guess that the appeal has been brought pursuant to Article 163(4)(a) of the Constitution. In a long line of cases, we have repeatedly cautioned advocates and litigants who desire to come to this Court that, given the specialized nature of this Court’s jurisdiction the correct law under which the jurisdiction is sought must be specifically invoked and stated. Though this should be clear, it however bears restating what we said in the Hermanus Phillipus Steyn vs. Giovanni Gnecchi-Ruscone [2013] eKLR, and reiterated in Nasra Ibrahim Ibren vs. Independent Electoral and Boundaries Commission & 2 others [2018] eKLR as follows;
32.Since the two avenues of the appellate jurisdiction of this Court under Article 163(4)(a) and (b) of the Constitution are distinct, either as of right” on the constitutional issues; or on “matters of general public importance,” respectively, counsel or a litigant is under strict obligation to categorize his or her case, indicating the constitutional or legal category under which he or she is moving the Court. For this reason, it has become a matter of practice, for the Court to independently satisfy itself that an appeal is properly lodged and that it has jurisdiction before it can entertain it.
33.In the instant appeal, the respondent in its replying affidavit contends that the violations of Article 50(1) and (2) of the Constitution were not issues before both the first and second appellate courts and therefore cannot be presented before this Court for determination for the first time. For his part, the appellant urges that this appeal is premised on Article 163(4) (a) of the Constitution and raises issues that revolve around the interpretation and application of Articles 49, 50 (1) and (2) of the Constitution and specifically regarding the violations of the appellant’s constitutional rights. Moreover, the appellant argues that despite these issues being raised for the first time before this Court, by their very nature, being constitutional, nothing stops this Court, an apex court from entertaining and determining such questions.
34.It is necessary to restate that, to admit an appeal under Article 163 (4)(a) of the Constitution, the following principles apply, in so far as they are relevant to this appeal:i.On the issue of jurisdiction, we stated in Aviation & Allied Workers Union Kenya vs. Kenya Airways & Others; SC Application No. 50 of 2014; [2015] eKLR that where a court’s jurisdiction is objected to by any party to the proceedings, such an objection must be dealt with in limine as a preliminary issue, before the meritorious determination of any cause, even where the objection has been argued in the appeal itself, we may add.ii.In Samuel Kamau Macharia vs. Kenya Commercial Bank Limited & 2 others, SC Application No 2 of 2011; [2012] eKLR, we explained that a court’s jurisdiction flows from either the Constitution or legislation or both; and that a court cannot arrogate to itself jurisdiction exceeding that which is conferred upon it by the Constitution or law.iii.Under Article 165(3)(d) of the Constitution, the High Court has original jurisdiction to hear any question respecting the interpretation of the Constitution. The Supreme Court in its appellate jurisdiction under Article 163(3), subject to clauses (4) and (5) and Article 163(4) (a) is the final Court on matters involving the interpretation and application of the Constitution arising from the decision of the Court of Appeal. See In the Matter of the Interim Independent Electoral Commission (Applicant) (Constitutional Application 2 of 2011) [2011] KESC 1 (KLR).iv.Article 163 (4) of the Constitution is not a thoroughfare for all intended appeals from the Court of Appeal to the Supreme Court. Only those appeals arising from cases involving the interpretation or application of the Constitution or those that can be said to involve matters of general public importance will be entertained by the Supreme Court. It is not the mere allegation in pleadings by a party that clothes this Court with jurisdiction. See Lawrence Nduttu & 6000 Others vs. Kenya Breweries Ltd & Another, SC Petition No. 3 of 2012; [2012] eKLR, Samuel Kamau Macharia and Another vs. Kenya Commercial Bank and 2 Others, SC Application No. 2 of 2011; [2012] eKLR, among many other decisions.v.The appeal must originate from a decision of the Court of Appeal in which the question of interpretation or application of the Constitution was at play. Where the case to be appealed from had nothing or little to do with the interpretation or application of the Constitution, it cannot support a further appeal to the Supreme Court under the provisions of Article 163(4)(a).vi.However, in the case of Gatirau Peter Munya vs. Dickson Mwenda Kithinji & 2 others, SC Petition No. 2 of 2014; [2014] eKLR, it was clarified that where specific constitutional provisions cannot be identified as having formed the gist of the cause at the Court of Appeal, the very least an appellant should demonstrate is that the Court’s reasoning, and the conclusions which led to the determination of the issue, put in context, can properly be said to have taken a trajectory of constitutional interpretation or application.vii.In addition, a party must indicate to this Court in specific terms, the issue requiring the interpretation or application of the Constitution and must signal the perceived difficulty or impropriety with the Appellate Court’s decision. See Zebedeo John Opore vs. Independent Electoral and Boundaries Commission & 2 Others [2018] eKLR.viii.The Supreme Court retains the discretion to determine what matter is appealable to it under Article 163(4)(a), always bearing in mind that such a matter must be founded on cogent issues of constitutional controversy to warrant its input. See Gladys Wanjiru Munyi vs. Diana Wanjiru Munyi [2015] eKLR.
35.Now, applying these principles to the instant appeal, it should be noted that the appellant was successfully prosecuted for the offence of robbery with violence and accordingly sentenced to death. His conviction was upheld by the High Court but the death sentence was set aside and substituted with a custodial sentence of 30 years imprisonment. On a second appeal to the Court of Appeal, the appellant’s conviction was upheld and the substituted sentence affirmed. The conviction of the appellant by the trial court as upheld by the High Court and the Court of Appeal was based on identification and on circumstantial evidence premised on the doctrine of recent possession. Given the nature of the pleadings and proceedings before the trial court and on the other hand, the decisions of the two superior courts below, we cannot, in our assessment of the law say that the issues concerned the application or interpretation of the Constitution. Rather, it was an ordinary case of robbery with violence, argued as such on facts. We reiterate, as conceded before us by the appellant, that the allegations of constitutional controversy are being canvassed for the first time before this Court.
36.The appellant having properly identified precisely the relevant Articles of the Constitution which in his view were violated by the respondent, he was, in addition, expected to convince us that the subject of this appeal was the same issues in controversy and around which both the High Court and the Court of Appeal based their respective decisions. The decision being challenged in this appeal had nothing to do with the interpretation or application of Articles 49 and 50 of the Constitution. The appellant has not demonstrated that the Court of Appeal’s reasoning, and its conclusions took a trajectory of constitutional interpretation or application. The appellant has attempted to morph his case from an everyday trial for the offence of robbery with violence to one of violation of his constitutional rights. In our considered view, this appeal, is nothing but an effort to take a second bite at the cherry. It presents neither exceptional circumstances nor an opportunity for the Court to provide interpretive guidance on the Constitution.
37.For the aforementioned reasons, we reach the inescapable conclusion that the appellant has not satisfied the structures enunciated by the cases enumerated above, hence the Court lacks jurisdiction to determine the appeal. It fails and accordingly we down our tools at this stage. This is the same position we held, after hearing similar arguments, in Elvis Opee Ndayara vs. Republic, SC Criminal Appeal No.11 of 2016 (unreported) where we stated as follows:
38.But even as we down our tools, we consider it paramount to restate the following for the sake of posterity and the development of jurisprudence, in terms of this Court’s past decisions on similar cases. In this appeal, we have observed that the High Court substituted the death sentence with a custodial sentence of 30 years imprisonment ostensibly on the authority of our decision in the Muruatetu Case. This sentence was later affirmed by the Court of Appeal on second appeal, despite the court acknowledging our decision in the Muruatetu Case that the mandatory nature of the death sentence only applied to murder convictions and did not extend to robbery with violence.
39.In terms of Article 163(7) of the Constitution, we expect all Superior and Subordinate Courts, without exception to follow the noticeably clear guidelines issued in the Muruatetu Directions, where we elucidated in the passage below what was intended to be the ratio decidendi in the Muruatetu Case:We say no more, save to recapitulate that our decision in the Muruatetu Case did not generally invalidate mandatory sentences or minimum sentences in the Penal Code, the Sexual Offences Act, or any other statute. The decision in the Muruatetu Case applies only with respect to the mandatory nature of the death sentence under Sections 203 and 204 of the Penal Code and no parallel ought to be drawn beyond that statement.
H. Final Orders
40.Consequently, upon our conclusion above, we order that:i.The Petition dated 15th November 2023 is hereby dismissed.ii.There shall be no orders as to costs.iii.We hereby direct that the sum of Kshs. 6,000 deposited as security for costs upon lodging of this appeal be refunded to the depositor.It is so ordered.
DATED AND DELIVERED AT NAIROBI THIS 2ND DAY OF AUGUST, 2024............................M.K. KOOMECHIEF JUSTICE & PRESIDENT OF THE SUPREME COURT..........................P.M. MWILUDEPUTY CHIEF JUSTICE & VICE PRESIDENT OF THE SUPREME COURT............................M.K. IBRAHIMJUSTICE OF THE SUPREME COURT..............................NJOKI NDUNGUJUSTICE OF THE SUPREME COURT......................W. OUKOJUSTICE OF THE SUPREME COURTI certify that this is a true copy of the original.REGISTRARSUPREME COURT OF KENYA