N’Chizumo v Independent Electoral & Boundaries Commission; Jubilee Party of Kenya & 2 others (Interested Parties) (Election Petition E001 of 2022) [2023] KEMC 11 (KLR) (2 February 2023) (Ruling)
Neutral citation:
[2023] KEMC 11 (KLR)
Republic of Kenya
Election Petition E001 of 2022
JM Omido, SPM
February 2, 2023
Between
Fatuma Salim N’Chizumo
Petitioner
and
Independent Electoral & Boundaries Commission
Respondent
and
Jubilee Party of Kenya
Interested Party
Shirikisho Party of Kenya
Interested Party
Kenya African Democratic Union – Asili
Interested Party
Ruling
A. Introduction.
1.The Petitioner herein Fatuma Salim N’chizumo filed the instant Petition dated 6th October, 2022 on even date in which the following reliefs are sought:a.An order directed at the Respondent compelling the Respondent to gazette the name of the Petitioner as a duly nominated member of the Kwale County Assembly.b.An order directed at the Respondent compelling the Respondent to allocate more nomination slots to the Kwale County Assembly.c.An order directed at the Respondent compelling the Respondent to allocate the additional nomination slots for Kwale County Assembly to the Interested Parties in their order of priority.d.The Respondents be condemned to pay the Petitioner’s costs and incidentals to this Petition.e.Such further, other and consequential orders as this Honourable Court may lawfully make.
2.Service of the Petition, affidavit in support thereof sworn by the Petitioner on 6th October, 2022 and the accompanying annextures were served upon the Respondent and the three Interested Parties to the satisfaction of the court.
3.A Response to the Petition was filed by the Respondent on 29th October, 2022 together with a replying affidavit sworn on 28th October, 2022 by Chrispine Owiye, the Respondent’s Director of Legal Services. The Response to the Petition is also dated 28th October, 2022. The Respondent prays that the court reaches the following findings:a.The County Assembly of Kwale was duly constituted following the publication of the Gazette Notice No. 10712 of 2022 dated 9th September, 2022.b.The gazetted nominees in Gazette Notice No. 10712 of 2022 dated 9th September, 2022 were validly elected by way of nomination to the County Assembly of Kwale.c.The Respondent was not in breach and did not contravene the provisions of the Constitution, the Elections Act or of any other statute in exercising its mandate.d.The Petition lacks merit and ought to be dismissed.e.The Petitioner should bear the costs of the Petition.
4.None of the three Interested Parties responded to the Petition.
B. The Notice of Motion Dated 3Rd November, 2022.
5.On 4th November, 2022, the Respondent filed an application by way of Notice of Motion dated 3rd November, 2022, expressed to be brought under Section 78(3) of the Elections Act No. 24 of 2011 and all other enabling provisions of the Law in which the Respondent sought the following orders:1.That this Honourable Court be pleased to dismiss the instant Petition for failure by the Petitioner to deposit security for costs within the stipulated /time.2.That in the alternative, this Honourable Court be pleased to dismiss this Petition for being fatally defective as it offends the rules of natural justice.3.That costs of the Application and the Petition be awarded to the Respondent.
6.The Motion is premised on eight grounds listed on its face which I reproduce as follows:a.That this Petition was filed on 6th October, 2022.b.That the Petitioner was required by dint of Section 78(3) of the Elections Act No. 24 of 2011 to deposit security for costs in the sum of Ksh.100,000/= within 10 days thereafter, that is, on or before 17th October, 2022.c.That the Petitioner only made payment for security for costs on the 27th October, 2022, twenty-one (21) days after the filing of the Petition.d.That the failure by the Petitioner to deposit security for costs within the stipulated statutory period of 10 days after filing the Petition renders the Petition fatally defective.e.That the requirement for the deposit of security for costs is a substantive legal requirement and is not a procedural technicality that this court can excuse or extend time to enable compliance to be made.f.That the Petition as well attempts to seek orders against persons who are not parties to the suit contrary to the principles of natural justice that a person should not be condemned unheard.g.That the failure of the Petitioner to include the nominated members of the County Assembly of Kwale whose nomination they seek to overturn as parties to this Petition means that the Petition is fatally defective and should be dismissed in limine.h.That the Petition herein ought therefore to be dismissed with costs to the Respondent.
7.The Motion is supported by the affidavit of Donald W. Muyundo, the Respondent’s Advocate on record, sworn on 4th November, 2022. In precis, the said Deponent restates and expounds on the grounds reproduced above. He has annexed to his affidavit and marked as DWM-01 a copy of the Judiciary Issued Payment Receipt for Security for Costs paid by the firm of Chimera, Kamotho & Company Advocates LLP. The said receipt shows that the amount of Ksh.100,000/= was deposited in court by the said law firm on behalf of the Petitioner on 27th October, 2022 at 1423hrs.
8.In his affidavit, the Respondent’s Advocate has made depositions that the security for costs was deposited out of time and that the Petitioner thus failed to comply with Section 78(1) of the Elections Act which provides that a Petitioner is required to deposit Ksh.100,000/= as security for the payment of costs that may become payable by the Petitioner not more than ten days after the presentation of a petition.
9.In the premises, the Respondent takes the position that the Petition should be dismissed under Section 78(3) of the Elections Act which dictates that where a petitioner does not deposit security as required under Section 78(1) of the Elections Act, or if an objection is allowed and not removed, no further proceedings shall be heard on the petition and the Respondent may apply to the Election Court for an order to dismiss the petition and for the payment of the Respondent's costs
10.The Petitioner resists the Application and to that end filed a replying rffidavit sworn on 10th November, 2022 by RAphael Chimera Mwinzagu, the Petitioner’s Advocate on record. The contents of the said affidavit may be summarized as hereinbelow;
11.That on 6th October, 2022, the Deponent instructed his Pupil one Hudson Sitati Wamukota (“the Pupil”) to generate invoices from the Judiciary’s Case Tracking System (CTS) for payment of filing fees for the Petition of Ksh.15,100/= and security for costs of Ksh.100,000/=.
12.The Deponent’s Pupil generated two invoices for the two amounts. The invoice for security for costs of Ksh.100,000/= had the reference number EZLTLFQM (Annexture RCM-1).
13.Subsequently, the Petitioner sent to the Pupil the amount of Ksh.116,000/= to foot the two items.
14.That on 15th October, 2022, upon request by the Petitioner, the Pupil sent to the Petitioner a text or SMS message purporting to be from Kenya Commercial Bank (“KCB”) which entity is the Judiciary’s bankers and a screenshot of the invoice, indicating that the Ksh.100,000/= had been paid and/or deposited in Court. The SMS read as follows:
15.That subsequently, the Deponent logged into the Judiciary CTS system which showed that the invoice for the security for costs was still unpaid. Inquiries to the Judiciary help desk confirmed that the amount of Ksh.100,000/= had not been deposited. Nevertheless, the Pupil was emphatic that the money had been paid to the Judiciary account.
16.That the Deponent later learnt from the CTS system that another invoice reference number EZLD4MBT (annexture RCM-2) for Ksh.100,000/= was generated on 14th October, 2022 and it became apparent to the Deponent that the Pupil was not truthful and had not properly appropriated the amount of Ksh.100,000/=. That prompted the Deponent to personally deposit the security for costs of Ksh.100,000/= on 27th October, 2022, vide invoice reference number EZLD4MBT.
17.That on 25th October, 2022, it became apparent to the Deponent that his Pupil had swindled the Petitioner which then prompted the Deponent to advise the Petitioner to report the matter to the Police. A report was made to Diani Police Station vide Occurrence Book Number 54/25/10/22 (annexture RCM-3). The station acknowledged receipt of the report. Following the misconduct of the Pupil, the Deponent disengaged from the pupilage arrangement.
18.The Deponent makes a deposition that this Court is permitted under the law to extend the time within which security for costs may be deposited and that the circumstances of this case are sufficient to invoke the discretion of the court to extend the said period.
19.That the Respondent stands to suffer no prejudice as the security for costs has in any event already been deposited in court.
20.That the Petitioner has not sought any adverse orders against any person who is not a party to the Petition and that in any event, the only mandatory party in an Election Petition is the Independent Electoral & Boundaries Commission (“IEBC”).
21.That it is in the interests of justice that the Motion be dismissed and the Petition proceeds to full hearing.
22.With the concurrence of both Counsel on record, this Court directed that the Motion proceeds by way of written submissions and both the Respondent and the Petitioner filed their respective submissions and lists of authorities.
C. The Respondent’s Submissions.
23.In the submissions filed by the Respondent, it is urged that the failure by the Petitioner to deposit security for costs of Ksh.100,000/= within the stipulated statutory period under Section 78(1) of the Elections Act, which is ten days from the date of filing the Petition renders the Petition fatally defective.
24.The Respondent further submits that the requirement for the deposit of security for costs is a substantive legal requirement and is not a procedural technicality that this Court can excuse or extend time to enable compliance to be made. The Respondent states that under Section 78(3) of the Elections Act, where a Petitioner fails to deposit security for costs within the stipulated time, no further proceedings shall be taken in the Petition and the Respondent may apply to the court for an order for the dismissal of the Petition with costs, hence the instant application.
25.The Respondent relied on the High Court decision of Milton Kimani Waitinga v Independent Electoral & Boundaries Commission & 2 others [2017] eKLR in which Joel Ngugi J. (as he then was) expressed himself in part, as follows:
26.The court in the same case went on to state thus:
27.The conclusion that the court reached on the failure to comply with Section 78 of the Elections Act was as follows:
28.In the decision of the High Court (Matheka, J) in Robert Mwangi Kariuki v Independent Electoral and Boundaries Commission & 2 others [2017] eKLR, which the Respondent also relied upon, in considering the timelines provided under and the scope of Section 78 of the Elections Act, the Court held as follows:
29.It is the position of the Respondent that this Court does not have jurisdiction to extend the timelines provided under Section 78(1) of the Elections Act as the said statutory provision on depositing security for costs is mandatory and failure to adhere to the same renders the Petition fatally defective and only liable to be dismissed with costs.
30.However, being alive to the fact that Election Courts have on some occasions held that such timelines may be extended, the Respondent takes the view that the issue of extension is currently not for consideration before this court as no application has been made by the Petitioner specifically seeking the leave of the Court to extend the time within which the security for costs ought to have been deposited.
31.Further reliance is placed by the Petitioner on the case of Milton Kimani Waitinga (supra) in which the High Court addressed on the issue itself as follows:
32.The Court in the above cited authority went on to conclude as follows:
33.There is also the authority of the High Court in Elizabeth Jebet Kibor v Isaac Suare Oseur & 5 others [2020] eKLR that is relied upon by the Respondent where the Court carefully considered the issue of extension of time and proceeded to make the following holding:
34.The Respondent asks the court to dismiss the Petition on the further ground that the same seeks adverse orders against persons who have not been joined as parties contrary to the rules of natural justice and is for that reason fatally defective. The Respondent did not address the Court on this ground in the submissions filed.
D. The Petitioner’s Submissions.
35.In response to the Motion, the Petitioner readily admits in her submissions and Replying Affidavit that the amount of Ksh.100,000/= was deposited in court on 27th October, 2022, obviously outside the statutory timeline of 10 days that is provided for under Section 78(3) of the Elections Act.
36.The Petitioner however attributes the delay in depositing the security for costs as having been occasioned by her Advocate’s office, whose agent (the Pupil) converted or misapplied the said amount that had been timeously remitted to him by the Petitioner. That the mistake of delay to deposit the cash within 10 days occasioned by the Petitioner’s Advocate should not be visited upon her.
37.To support the above submission that an innocent party should not be punished for the mistake of her Counsel, the Petitioner relies on the Environment and Land Court case of Gabriel Muingai Simiyu v Desterio Barasa Ondwasi [2020] eKLR in which the Court observed and held as follows:
38.The Petitioner in urging the above position submits that Section 59 of the Interpretation and General Provisions Act, Cap 2 Laws of Kenya provides to the Court general powers to extend time where a written law prescribes time for doing an act or taking proceedings and that this court is therefore well mandated to exercise the powers and extend the time within which the security for costs was to be deposited.
39.In the Petitioner’s further view, the law, particularly Rule 19 of the Elections (Parliamentary and County Elections) Petition Rules, 2017, does not impose any obligation upon any party to make a formal application for extension of time but that the rule only clothes the Court with the discretion to extend or limit the time, having regard to all the circumstances of the case. The Petitioner thus opines that this court has the discretion to proceed and extend the time on the basis of the reasons provided by the Petitioner that the mistake was on the part of her Advocate’s office.
40.The Petitioner calls upon the court to be guided by the High Court authority of Patrick Ngeta Kimanzi v Marcus Mutua Muluvi & 2 others [2013] eKLR in which the court (Majanja. J.) rendered itself as follows:
41.The Petitioner further takes issue with the Respondent’s Motion and submits that the Respondent has been a beneficiary of this court’s discretion to extend time as the Response to the Petition was filed out of the statutory time provided. The Petitioner adds that the Respondent’s application to have the time extended was not resisted by the Petitioner and was allowed by the court without much ado and the Response to Petition deemed as filed within the statutory period and properly on record.
42.The Petitioner implores upon the court to reach a finding that the Respondent stands to suffer no prejudice if the application fails as the amount of Ksh.100,000/=, being security for costs has already been deposited in Court by the Petitioner to shield the Respondent in the event that the Petition is not successful.
43.The last point that the Petitioner takes in response to the Motion is to the ground raised by the Respondent that the Petition as filed seeks adverse reliefs against persons who are not joined as parties against the rules of natural justice. In the Petitioner’s view, this ground is misplaced as the only mandatory party in an election petition by dint of Rule 9(a) of the Elections (Parliamentary and County Elections) Petitions Rules, 2017 is the Independent Electoral & Boundaries Commission and that in any event, the Petition does not seek any or any adverse orders against any other person who is not a party to the instant Petition.
E. ISSUES FOR DETERMINATION.
44.I have carefully considered the material before me and the issues for determination as is discernible from the record and the documents filed and the submissions by the parties are as follows:a.Whether the Petitioner complied with the provisions of Section 78 (1) and (3) of the Elections Act, and subject thereto;b.Whether the court can extend the time provided for under Section 78(1) of the Elections Act within which the Petitioner is to deposit security for costs.c.Whether the Petition should be dismissed under Section 78(3) of the Elections Act for non-compliance with Section 78(1) of the same Statute in so far as the timelines within which to deposit security for costs is concerned.d.Whether the Petition should be dismissed for failure to join persons against whom adverse reliefs (if any) are sought and therefore for offending the rules of natural justice.e.Who should bear the costs of the Application and/or the Petition?
F. DETERMINATION.
45.I will deal with the above issues seriatim, save for issues (b) and (c), which I will determine together.
46.Issue (a) is whether the Petitioner complied with the provisions of Section 78 (1) of the Elections Act. It is instructive from the record that the Petition herein was filed on 6th October, 2022. The amount of Ksh.100,000/= being security for costs was deposited in court by the Petitioner on 27th October, 2022, a period of about twenty-one days after the filing of the Petition.
47.What do the relevant provisions of Section 78 of the Elections Act state in this respect? Let us read the said provision:78.Security for costs(1)A petitioner shall deposit security for the payment of costs that may become payable by the petitioner not more than ten days after the presentation of a petition under this Part.(2)A person who presents a petition to challenge an election shall deposit-(a)……………..(b)……………..(c)one hundred thousand shillings, in the case of a petition against a member of a county assembly.(3)Where a petitioner does not deposit security as required by this section, or if an objection is allowed and not removed, no further proceedings shall be heard on the petition and the respondent may apply to the election court for an order to dismiss the petition and for the payment of the respondent's costs.(4)The costs of hearing and deciding an application under subsection (3) shall be paid as ordered by the election court, or if no order is made, shall form part of the general costs of the petition.(5)An election court that releases the security for costs deposited under this section shall release the security after hearing all the parties before the release of the security. (Emphasis mine).
48.A look at the said provision, particularly Subsections (1) and 2(c) expressly provide that a Petitioner should deposit Ksh.100,000/= in a Petition such as the instant one within a period of not more than ten days after the presentation of the Petition. There is therefore no doubt that the Petitioner herein, by depositing the said amount after about twenty-one days following the filing of the Petition failed to comply with the express provisions of Section 78(1) and (3) of the Elections Act.
49.The second and third issues (b) and (c) are whether the court can extend the time provided for under Section 78(1) of the Elections Act within which the Petitioner is to deposit security for costs or conversely, whether the Petition should be dismissed under Section 78(3) of the Elections Act for non-compliance with Section 78(1) of the Act in so far as the timelines within which to deposit security for costs is concerned. The answers to these issues are, happily, to be found in the authorities cited to the court.
50.The Petitioner urges that it is on the basis of the mistake on the part of his Advocate’s office that the amount of Ksh.100,000/= was not deposited and that she is an innocent victim of that mistake. The Petitioner states that a mistake of the Advocate should not be visited upon her and as seen above, relies on the authority of Gabriel Muingai Simiyu (supra).
51.Indeed, courts have considered situations where mistakes are made by Advocates where their clients are innocent. The cases of Rupa Savings & Credit Cooperative Society v Violet Shidogo [2022] eKLR, J.G. Builders v Plan International [2015] eKLR, Philip Keipto Chemwolo & another v Augustine Kubende [1986] eKLR,Ghehona v Seventh Day Adventist Church of East Africa Union [2013] eKLR, Itute Ingu & another v Isumael Mwakavi Mwendwa [1994] eKLR and Edney Adaka Ismail vs Equity Bank Limited [2014] eKLR all provide the general jurisprudence that a mistake made by an advocate should not be visited upon an innocent client.
52.It is then my view that the Petitioner cannot be faulted for the acts and/or omissions that occurred at the Petitioner’s Advocates’ offices that resulted in the amount of Ksh.100,000/= security for costs being deposited late as she did not contribute to the said acts and/or omissions.
53.What then follows is for this court to resolve whether the court has powers to extend the time provided for under Section 78(1) of the Elections Act within which the Petitioner is to deposit security for costs, having found that the Petitioner is not to blame for the delay in depositing the said amount of Ksh.100,000/=.
54.On this issue, we have seen from the conclusion of the High Court in the authority of Milton Kimani Waitinga (supra) that the requirement that a Petitioner pays security for costs is not a technical requirement but a substantive question that goes to the root of the Court’s jurisdiction.
55.It is also clear from the decisions of Robert Mwangi Kariuki (supra) and Elizabeth Jebet Kibor (supra) that failure to make a deposit of security for costs in time is fatal to the Petition and the same may be dismissed with costs to the Respondents.
56.However, the Petitioner urges that this Court has discretion to extend the time within which the security for costs is to be deposited. The Petitioner relies on the authority of Patrick Ngeta Kimanzi (supra) in which the High Court while discussing the import of Section 78 of the Elections Act held that the Court retains the discretion to consider an application for extension of time and that such discretion must be exercised judiciously, and that is dependent on the circumstances of each particular case. The Court held further that the burden is thus upon the person seeking the extension to satisfy the court that his circumstances are such that they are deserving of the court’s exercise of discretion in his favour.
57.Similarly, the Court in Elizabeth Jebet Kibor (supra) held that the Court may exercise its discretion and extend time within which the petitioner may deposit security for costs if on application by the Petitioner, sufficient reason or cause is shown.
58.Considering that I have already reached a finding that the Petitioner herein is not to blame for the delay in depositing the security for costs, my sympathies lean heavily in favour of ordering that the time be extended and the amount deposited be deemed as paid within time under Section 78(1) of the Elections Act, on the basis of the dicta that the court retains such discretion as held in Patrick Ngeta Kimanzi (supra) and Elizabeth Jebet Kibor (supra). However, I am constrained to observe, as correctly pointed out by the Respondent that the Petitioner has not moved the Court by filing a formal application for extension of time.
59.As the record stands, there is no basis upon which this court can grant orders of extension of time as the same have not been sought by the Petitioner through a formal application. I am bound by the decision of Milton Kimani Waitinga (supra) that it is not available to this court to grant prayers that have not been specifically formally sought by a party. The doctrine of stare decisis also dictates that I follow the dictum in Elizabeth Jebet Kibor (supra) that even where the Court has the discretion to extend time, such discretion can only be exercised and the time within which a Petitioner may deposit security for costs extended only where an application for such extension has been filed by that Petitioner and sufficient reason or cause shown.
60.The Petitioner urged this Court to employ Section 59 of the Interpretation and General Provisions Act, and grant an order for extension of time, stating that the Court has general powers to extend time and that on that basis the Respondent’s Application should fail.
61.On this point, I need not restate what I have said above that where the Court has powers to extend time, the same can only be done where the Court has been moved by the party seeking such extension with sufficient reason.
62.That notwithstanding, I think that it is appropriate that this Court looks at the above provision of the Interpretation and General Provisions Act. The same provides thus:59.Construction of power to extend timeWhere in a written law a time is prescribed for doing an act or taking a proceeding, and power is given to a court or other authority to extend that time, then, unless a contrary intention appears, the power may be exercised by the court or other authority although the application for extension is not made until after the expiration of the time prescribed. (Emphasis mine).
63.I understand the provision above to mean that an application to extend time may be made notwithstanding that the period sought to be extended has lapsed. It is clear then and from my emphasis above that the law still envisages that the Court considers an application that is brought by the party seeking such extension. The position that subsists is therefore that an application must be filed for the court to consider extending time.
64.I now turn to issue (d) which is whether the Petition should be dismissed for failure to join persons against whom adverse reliefs (if any) are sought and therefore for offending the rules of natural justice.
65.On this issue, I have stated above that in the submissions filed, the Respondent who is the mover of the motion dated 3rd November, 2022 did not address the court on the matter and/or canvass on this issue. In light of that fact and further on the basis of my findings on the other issues above, I will in the circumstances of this case treat this issue (issue d) as spent.
66.Lastly, the Petitioner draws an analogy between compliance of the timelines for filing the Response by the Respondent and the timelines for depositing the security for costs by the Petitioner. She states that the Respondent filed the Response to the Petition out of time but the Court allowed the same to be deemed as filed within time and that in a similar fashion, the Court should deem the amount of Ksh.100,000/= as deposited within time and allow the Petition to proceed.
67.With respect to the Petitioner, the analogy is not ideal to the prevailing position. I say so because unlike the Petitioner who did not file an application for extension of time within which to deposit the security for costs, the Respondent filed an application for extension of time and for the Response to the Petition to be deemed as filed within time. Moreover, the Respondent’s application for extension of time was not opposed by the Petitioner.
68.Consequently, for the reasons stated above, the application dated 3rd November, 2022 succeeds in the terms below.
G. Conclusion and Disposition.a.By failing to deposit security for costs of Ksh.100,000/= within a period not more than ten days after the presentation of the Petition dated 6th October, 2022, the Petitioner failed to comply with Section 78(1) of the Elections Act.b.Consequently, the Respondent having applied to this Court for an order to dismiss the petition vide the Notice of Motion dated 3rd November, 2022, the Petition herein is hereby dismissed in line with Section 78(3) of the Elections Act.c.The Respondent is awarded the costs of the Notice of Motion dated 3rd November, 2022 and the Petition which are capped at Ksh.200,000/= in light of the fact that the Petition did not proceed.d.A certificate of this determination in accordance with Section 86 of the Elections Act shall issue to the Independent Electoral and Boundaries Commission and the Speaker of the County Assembly of Kwale.e.Orders accordingly.
DELIVERED VIRTUALLY, DATED AND SIGNED THIS 2ND DAY OF FEBRUARY, 2023.OMIDO, JOE MKUTUSENIOR PRINCIPAL MAGISTRATEELECTION COURTKWALE.FOR PETITIONER: Mr. Mbwiza, Advocate.FOR RESPONDENT: Mr. Amimo, Advocate.COURT ASSISTANT: Mr. Kessy.OMIDO, JOE MKUTUSENIOR PRINCIPAL MAGISTRATEELECTION COURTKWALE.