JKR v Republic (Criminal Appeal 13 of 2023) [2024] KEHC 14805 (KLR) (4 October 2024) (Judgment)
Neutral citation:
[2024] KEHC 14805 (KLR)
Republic of Kenya
Criminal Appeal 13 of 2023
JRA Wananda, J
October 4, 2024
Between
JKR
Appellant
and
Republic
Respondent
Judgment
1.The Appellant was charged in Eldoret Senior Principal Magistrate’s Court Criminal Case (Sexual Offences) No. E016 of 2020 with the offence of defilement contrary to the provision of law described as “Section 8(1)(2) of the Sexual Offences Act, No. 3 of 2006”.
2.The particulars of the charge were that on the night of 15/12/2020 at [particulars withheld] in Keiyo North Sub County within Elgeyo Marakwet County, the Appellant intentionally and unlawfully caused his penis to penetrate the anus of AJ, a child aged 8 years. He was also charged with alternative offence of committing an indecent act with a child contrary to Section 11(1) of the Sexual Offences Act No. 3 of 2006.
3.The Appellant pleaded not guilty and the case proceeded to full trial in which the prosecution called 5 witnesses. At the close of the prosecution’s case, the Court found that the Appellant had a case to answer and placed him on his defence. He then gave a sworn statement and called no witnesses. By the Judgment delivered on 11/08/2021, he was convicted and on 19/08/2021, he was sentenced to serve life imprisonment.
4.Dissatisfied with the said decision, the Appellant instituted this Appeal on 21/08/2021 against both conviction and sentence. He listed the following Grounds of Appeal:i.That the trial court erred in law and fact as it failed to hold that the charge sheet was fatally defective.ii.That the trial court erred in law and facts as it failed to observe that the witness evidence was inconsistent and uncorroborated.iii.That I am aggrieved the trial court erred in law and facts as it failed to hold that the evidence of identification and recognition was not conclusive.iv.That the learned trial magistrate erred in law and facts by shifting the burden of proof from the prosecution backyard to the appellant when the evidence failed to link him to the offence.v.That other grounds would be raised during the hearing.
Prosecution evidence before the trial Court
5.PW1 was the complainant (child victim). She stated that she was 8 years old and a Grade 1 pupil. For this reason, she was taken through voire dire examination upon which the trial Magistrate held that PW1 did not understand the nature of an oath. PW1 therefore gave an unsworn statement. She testified that she knew the accused and called him out by the name “K”. She also identified him in the dock and stated that the Appellant is usually in Kapchelal, that she calls him “Baba mdogo” (paternal uncle) and that he is the brother to one Baba C. She testified that she used to sleep in the house of her “Gogo” (grandmother, that on the date of the incident, she was sleeping in Gogo’s house at night alone as ‘Gogo” had gone to drink. She stated further that she heard the door opening and someone entering the room and who then got onto the bed and started removing her clothes. She then stated that it was K (Appellant) who removed her clothes. She added she did not know who it was but that the person told her that “ni mimi” (it is me) and told her to keep quiet, that he removed the complainant’s trouser and then also his clothes then did to her what she referred to as “tabia mbaya” (bad manners) by doing it “from the back” as he was behind her and that she was lying by her side. She stated that she then got up after the incident and went to call “C” and “B” who were sleeping in another house and who went to call “Jeff’s” father and they later went to the hospital together with the Appellant. She reiterated that the person who did to her “tabia mbaya” was the Appellant whom she again identified in Court. In cross-examination, she stated that she did not remember the date and time but that she also recognized the Appellant by his voice. She also reiterated that she used to hear the Appellant being called “K”. In re-examination, she conceded that she did not know the name of the Appellant well but insisted that he is the one who committed the act.
6.PW2 was one KJ. She testified that she knows the complainant and also the Appellant as the Appellant is her father’s younger brother. She stated that the complainant used to sleep in her grandmother’s house, that on 15/12/2010 at around 10.00 pm, they finished eating and went to sleep, and that the complainant went to sleep at her grandmother’s house as usual. She stated that at 10:50 pm, the complainant came crying saying that the Appellant had removed her clothes and defiled her, that they then woke up their father who went to look for the Appellant, that they took the Appellant to the police station and later took the complainant to hospital. She then produced the complainant’s birth certificate indicating that the complainant was 8 years old. In cross-examination, she stated that their father is the one who knew where the Appellant was and that they did not scream because the Appellant would have run away.
7.PW3 was one AKR who testified that the complainant is a daughter to her brother-in-law and that the Appellant is his younger brother. He stated that on 15/12/2020, he was asleep when at 10:30 pm, PW2 (his daughter) and one B (the complainant’s sister) came to wake him up, that they told him that the complainant had come crying that she had been raped. He added that he went to his mother’s house where he found the Appellant seated on his mother’s bed, that the Appellant denied that he had done anything and some altercation then ensued. He testified that the Appellant tried to escape but was subdued by neighbours who were returning from a function after he fell down, and who tied him up and took him to Kapchelal police post and that the complainant was taken to the dispensary. He testified further that her mother (complainant’s grandmother - “Gogo”) was away at a circumcision ceremony, and that the Appellant has no house and usually sleeps in one of his mother’s houses. In cross-examination, he stated that he had no dispute with the Appellant and denied that he had the Appellant arrested so that he could inherit the Appellant’s land.
8.PW4 was Dr. Sharon Anyango, a medical officer at Iten County Referral Hospital who produced the complainant’s P3 Form. She testified that she examined the complainant on 16/12/2020 and who complained of pain in her anal region, that the complainant said that someone known to her had defiled her, that her clothes had tears or blood, that her genitalia was okay but her anal region had a tear and that she was in severe pain, a sign of penetration. In cross-examination, she stated that the complainant was walking but with a lot of pain, and that she also had bruises in her anal region.
9.PW5 was Corporal Kiptum Ruto attached to Tambach Police station. He testified that on 16/12/2020 he was instructed by his superior to proceed to Kapchelal Police Post where a suspect (Appellant) had been arrested for the offence of defilement, that when he reached there, he found the Appellant in custody having been arrested on 15/12/2020, and that he later recorded statements and issued a P3 Form to the complainant. He testified further that when the P3 Form was returned to him, it indicated that the Appellant had penetrated the complainant in her anus, and that he therefore charged the Appellant with the offence in Court. He stated that the complainant was 8 years old according to her birth certificate as she was born on 09/03/2012. He stated further that the Appellant had been assaulted as he was found red-handed in the act.
Defence evidence
10.As aforesaid, the Appellant gave sworn testimony as DW1 and called no other witness. He confirmed that the complainant is his brother’s child and stated that on 15/12/2020, he woke up up at 8.00 am and went to work, that while at work, he was arrested and taken to the police station where he spent the night after which he was brought to Court and charged with the offence. He denied committing the charge and stated that his brother had a grudge against him and which is why the case was brought. In cross-examination, he stated that he has a dispute with his brother and not with the complainant or with the other witnesses.
Hearing of the Appeal
11.The parties were then granted leave to file written Submissions. However, only the Appellant’s Submissions, filed on 24/11/2024, is on record. I have not come across any Submissions filed by the State.
Appellant’s Submissions
12.The Appellant submitted that prosecution witnesses gave contradictory accounts. He referred to the testimony where the complainant is alleged to have claimed that the Appellant did to her ‘tabia mbaya’ meaning that she was defiled and submitted that there is however nowhere where the complainant stated that she felt pain or cried and that this contradicted PW3’s evidence who stated that the complainant had come crying that she had been raped.
13.On identification, he submitted that the incident occurred at night and that there was no light in the house meaning that the complainant could not identify the perpetrator. He submitted that the complainant’s allegation that she identified the Appellant by his voice is a lie and that he is a scapegoat as his brother has a grudge against him over land that they were given after their father died.
14.He also submitted that he was arrested on 15/12/2002 and was arraigned on 17/12/2020 which was 2 days later, that therefore, his constitutional rights were violated because he was incarcerated in police custody for a period longer than that provided for by Article 49 of the Constitution.
15.He submitted further that the trial Court appears to have had an interest in the case since even after observing that the charge sheet was defective, it did not do anything about it. He also alleged that although he requested to be supplied with witness statements, he was not supplied with the same until the close of the trial and that this therefore shows that the trial Court was biased against him.
16.Regarding sentence, he cited the case of HCCR Misc. Application No. E007 of 2023 – Boniface Keya vs Republic in which, he submitted, Mrima J ruled that life sentence being indefinite is unconstitutional and further, that the Judge ordered that any prisoner serving a life sentence within West Pokot and Trans Nzoia, who was sentenced by a Court within the said Counties and has no pending appeal be presented before the trial Court and re-sentenced. He prayed that the same be applied to this case.
Determination
17.As a first appellate Court, this Court is obligated to revisit and re-evaluate the evidence afresh, assess the same and make its own conclusions bearing in mind that the trial Court had the advantage of hearing and observing the demeanour of the witnesses (See Okeno vs. Republic [1972] E.A 32).
18.I find the issues that arise for determination herein to be the following:a.Whether the Appellant was presented in Court outside the 24 hours requirement and if so, the effect thereof.b.Whether the Prosecution failed to supply the Appellant with statement statements.c.Whether the charge sheet was defective and whether such defect renders the conviction a nullity.d.Whether the defilement charge against the Appellant was proved beyond reasonable doubt.e.Whether the sentence of life imprisonment was proper.
19.I now proceed to analyze and determine the said issues.
a. Whether the Appellant was presented in Court outside the 24 hours requirement and if so, the effect thereof
20.Although the Appellant alleged that he was arrested on 15/12/2007 and presented in Court on 17/12/2020 and thus outside the 24 hours stipulated under Article 49 of the Constitution, the Charge Sheet indicates the date of arrest as 16/12/2020. Going by that date therefore, there is no evidence before this Court that the Appellant was arraigned beyond 24 hours.
21.In any event, the Court of Appeal, in case of Julius Kamau Mbugua vs. Republic [2010] eKLR, though dealing with the old Section 72(3) of the now repealed Constitution, stated as follows:
22.In light of the said guideline and also the fact that there is no evidence that the Appellant raised this issue before the trial Court, I decline to entertain the issue at this appellate stage.
b. Whether the Prosecution failed to supply the Appellant with statement statements
23.As in the issue above, although the Appellant alleges that he was not supplied with Witness Statements, there is no evidence that the Appellant raised this issue before the trial Court. In the circumstances, I also decline to entertain this issue at this appellate stage.
c. Whether the charge sheet was defective and whether it affected the conviction
24.Although the Appellant alleged that the Charge sheet was defective, he did not identify or elaborate any such alleged defect.
25.I however note that the Charge Sheet describes the provision under which the Appellant was charged as “Section 8(1)(2) of the Sexual Offences Act, No. 3 of 2006”. Needless to state, no such provision exists. The description in the charge sheet was therefore evidently incorrect. It is however clear to me that what was meant to be cited was “Section 8(1) as read with Section 8(2) of the Sexual Offences Act, No. 3 of 2006”. I have not however found any evidence indicating that the Appellant was prejudiced in any way by this error.
26.Further, I believe that the defect is curable under Section 382 of the Criminal Procedure Code which provides as follows:
27.Similarly, the Court of Appeal, in the case of Fappyton Mutuku Ngui v Republic [2014] eKLR, while dealing with a similar error as herein, namely, inaccurate reference to “Section 8(1) as read with Section 8(2)” as “Section 8(1)(2)” of the Sexual Offences Act, held as follows:
28.In regard to what should be contained in a Charge Sheet, Section 134 of the Criminal Procedure Code provides as follows:
29.In addition, it was held in Sigilani vs Republic, (2004) 2 KLR, 480 that:
30.Applying the test above and upon keenly perusing the charge sheet, I find that the particulars of the offence were clearly spelt out as were the date of the offence, the place of the offence, the act constituting the offence and the name of the victim. Although therefore the Charge Sheet was evidently defective, I find the same to have been a minor defect that did not go the root of the matter. Although I acknowledge that the Appellant is a layman and was unrepresented at the trial, I note that he did not raise any objection before the trial Court or raise any contention that the charge sheet was defective. He fully participated in the trial in clear demonstration that he understood the charge, he cross-examined the witnesses and was able to put up an appropriate defence. This is sufficient indication that the Appellant understood the particulars of the charge he faced. The offence was disclosed and stated in a clear and unambiguous manner, there is no allegation that because of the way that the charge sheet was drafted or framed, the Appellant was unable to plead to a specific charge that he could not understand or that he was unable to prepare his defence. In the circumstances, the Appellant cannot be said to have been prejudiced.
d. Whether the charge was proved case beyond reasonable doubt
31.It is trite law that for the offence of defilement to be established, 3 ingredients must be proved, namely, the age of the victim, penetration and positive identification of the offender.
32.Regarding “age”, Section 8(1) and 8(2) of the Sexual Offences Act provide as follows:
33.The importance of proving age was underscored by the Court of Appeal in the case of Hadson Ali Mwachongo v Republic [2016] eKLR, as follows:
34.The manner of proving age was well explained in the Ugandan case of Francis Omuroni v Uganda, Court of Appeal; Criminal Appeal No. 2 of 2000, as follows:
35.Age may therefore be proved by way of Certificate of Birth or age assessment by a qualified doctor or through other credible evidence such as baptismal card, notification of birth or school records or the evidence of parents or guardian.
36.In this case, evidence of the victim’s age was provided through the Certificate of Birth which indicated that she was born on 9/03/2012. The incident of defilement having been alleged to have occurred on 15/12/2020, the conclusion is that at that date, the victim was 8 years and about 8 months, which therefore tallies with the age of 8 years stated in the Charge Sheet. In view thereof, I cannot find any reason to fault the trial Magistrate’s finding that “age” was proven. This ground, too, therefore fails.
37.In respect to proof of “penetration”, Section 2(1) of the Sexual Offences Act defines “penetration” as:
38.PW4, the doctor who examined the complainant produced the P3 Form filled on 16/12/2020 which indicated that the complainant had injuries in her anal region. According to the doctor, “penetration” was evidenced by the tear, lacerations and bruises on the complainant’s anal region and which caused her to have severe pain. In view thereof, I cannot also find any reason to fault the trial Magistrate’s finding that “penetration” was proven. This ground, too, therefore fails.
39.On the issue of “identification”, the Court of Appeal in the case of Cleophas Wamunga v Republic [1989] eKLR expressed itself as follows:
40.In this case, the complainant and the Appellant are both members of one extended family as are PW2 and PW3. They are all therefore well known to one another. In fact, the Appellant confirmed that the complainant was his brother’s daughter. The incident therefore occurred within the family setting and in the house of the complainant’s grandmother who was away at the time of the incident. The complainant also stated that she recognized the Appellant by his voice. Additionally, there is evidence that the Appellant was found at the scene of the crime by PW3, his brother, and that he was even assaulted by neighbours for the offence and who then arrested him as he attempted to escape and took him to the police station.
41.In the circumstances, it is evident that this was a case of “recognition” rather than “identification” of a stranger. Such evidence of “recognition” is clearly more reliable and believable in “identification”. In respect thereto, in the case of Reuben Tabu Anjononi & 2 Others v Republic [1980] eKLR, the Court of Appeal guided as follows:
42.In light of the foregoing, it is my considered view that the complainant’s evidence was satisfactorily corroborated and as such, I am satisfied that the trial Magistrate correctly found that the Appellant had been positively identified.
43.In his defence, the Appellant alleged that his brother, the complainant’s father, had framed the Appellant because he had a grudge against the Appellant. I note however that the Appellant did not produce any evidence whatsoever to prove these allegations at all. I therefore do not find any fault on the part of the trial Magistrate for disregarding this defence.
44.In the end, I find that the trial Court had before it sufficient material to support its finding that the prosecution proved its case beyond reasonable doubt. I cannot therefore find any ground to suggest that the trial Court erred in convicting the Appellant for the offence of defilement. The appeal on conviction therefore lacks merit and is hereby dismissed.
i. Whether the sentence of life imprisonment was justified
45.The applicable principles in considering sentence on appeal were restated by the Court of Appeal in Bernard Kimani Gacheru v Republic [2002] eKLR, in the following terms:
46.In applying the above guidelines, it is to be recalled that Section 8(2) of the Sexual Offences Act under which the Appellant was charged, provides as follows:
47.Section 8(2) above therefore prescribes only one mandatory sentence – life imprisonment. In view of the above, it is clear that the sentence imposed by the trial Court was within the law. Nevertheless, it is also true that there has recently been emerging jurisprudence that strict adherence to mandatory or minimum sentences should now be discouraged and that Courts should retain the discretion to depart from such mandatory sentences. In connection to this issue, the Supreme Court in the case of Francis Karioko Muruatetu and Another vs Republic [2017] eKLR, while dealing with a case of murder, stated as follows:
48.The Supreme Court then directed the Attorney General, the Director of Public Prosecutions and other relevant agencies to prepare a detailed professional review in the context of the Muruatetu Judgment with a view to setting up a framework to deal with sentence re-hearing cases. The Attorney General was then given 12 months to submit a progress report thereon.
49.On the strength of the said Murautetu decision and reasoning, the High Court and even the Court of Appeal routinely reviewed mandatory minimum sentences imposed on convicts for different offences other than murder, including for sexual offences and robbery with violence. Examples are the Court of Appeal decisions in the case of Dismas Wafula Kilwake vs Republic [2018] eKLR, the case of GK v Republic (Criminal Appeal 134 of 2016) [2021] KECA 232 (KLR), and also the case of Joshua Gichuki Mwangi vs Republic [2022] eKLR. I may also mention the oft-cited decision of Odunga J (as he then was), in the case of Maingi & 5 others v Director of Public Prosecutions & another (Petition E017 of 2021) [2022] KEHC 13118 (KLR).
50.However, by the clarification made by the same Supreme Court in its subsequent directions given in Muruatetu & Another v Republic; Katiba Institute & 4 others (Amicus Curiae) (Petition 15 & 16 of 2015) [2021] KESC 31 (KLR) (6 July 2021) (Directions), the Supreme Court made it clear that Muruatetu only applied to murder cases, and not to any other type of case, not even sexual offences. This is how the Supreme Court put it:
51.Recently, just 2 months ago, the Supreme Court reiterated and restated the above directions when dealing with an Appeal emanating under the Sexual Offence Act. This was in the case of Republic v Mwangi; Initiative for Strategic Litigation in Africa (ISLA) & 3 others (Amicus Curiae) (Petition E018 of 2023) [2024] KESC 34 (KLR) (12 July 2024) (Judgment). In setting aside the decision of the Court of Appeal which had applied the Muruatetu reasoning in setting aside the mandatory minimum sentence of 20 years imprisonment imposed on the Appellant, the Supreme Court stated as follows:52.We therefore find that in this matter the Court of Appeal did offend the principle of stare decisis. Notably, we observe that the Court of Appeal determined that the ratio decidendi in the Muruatetu Case on the unconstitutionality of mandatory sentences could be applied mutatis mutandis to the mandatory nature of minimum sentences provided for in the Sexual Offences Act. In doing so, and with respect, the Court of Appeal failed to abide by the clear principles provided in both the Muruatetu case and the Muruatetu directions in this instance..........................................................................57.In the Muruatetu case, this court solely considered the mandatory sentence of death under Section 204 of the Penal Code as it is applied to murder cases; it did not address minimum sentences at all. Therefore, mandatory sentences that apply for example to capital offences, are vastly different from minimum sentences such as those found in the Sexual Offences Act, and the Penal Code. Often in crafting different sentencing for criminal offences, the drafters of the law in the Legislature, take into consideration a number of issues including deterrence of crime, enhancing public safety, sequestering of dangerous offenders, and eliminating unjustifiable sentencing disparities..........................................................................61.Having so stated, we are aware that mandatory sentences and minimum sentences as punishment in law have been commonly prescribed by legislatures worldwide but recently, various apex courts of several countries such as Canada, USA, Australia, South Africa as well as the European Court of Human Rights have struck down both mandatory life imprisonment as well as minimum sentences in an effort to move towards the approach of proportionality in punishment based on the actual crime committed.………………………………………………………………….62.Before Kenyan courts can determine whether or not the above trends and decisions are persuasive, we reiterate that there ought to be a proper case filed, presented and fully argued before the High Court and escalated through the appropriate channels on the constitutional validity or otherwise of minimum sentences or mandatory sentences other than for the offence of murder. This was our approach and direction in Muruatetu which must remain binding to all courts below.………………………………………………………………….68.Our findings hereinabove effectively lead us to the conclusion that the judgment of the Court of Appeal delivered on 7th October, 2022 is one for setting aside. In any case, the sentence imposed by the trial court against the Respondent and affirmed by the first appellate court was lawful and remains lawful as long as Section 8 of the Sexual Offences Act remains valid. We reiterate that the Court of Appeal had no jurisdiction to interfere with that sentence.
52.In view of the decision and guidelines expressly set out by the Supreme Court as above, this Court will be acting ultra vires were it to set aside the sentence of life imprisonment on the basis that the same, being a mandatory sentence stipulated by statute, is unconstitutional. As clearly spelt out by the Supreme Court, Muruatetu is not applicable to cases under the Sexual Offences Act.
53.The above observation does not however stop this Court from assessing whether the sentence was proportionate.
54.Regarding sentence, Majanja J, quoting Muruatetu 1, in the case of Michael Kathewa Laichena & another v Republic [2018] eKLR, stated as follows:
55.Applying the above reasoning to the facts of this case, I have considered the Petitioner’s mitigation before the trial Court and also the circumstances of the case. The complainant was 8 years old at the time of the time of the incident. The Appellant was her uncle and took advantage of the fact that the complainant’s grandmother was away and defiled her. The Appellant abused the trust bestowed upon him by the society and instead of protecting the complainant, turned out to be her tormentor. The incident, no doubt, caused and will continue causing the complainant psychological trauma and distress for the rest of her life. The objectives of sentencing, specifically deterrence, remain pertinent when the Court is imposing a sentence. While it is not in question that considering the gravity of the offence, the Appellant indeed deserved a stiff deterrent sentence, I believe that he should also be given the opportunity for rehabilitation. It was therefore upon the trial Court to impose a sentence that is proportionate to the offence committed.
56.In the circumstances, and having taken into account all the factors mentioned hereinabove, I am of the view that the sentence of life ought to be reviewed. I am also of the view that the Applicant has now suffered substantial retribution for his actions.
57.Further, the constitutionality of the life sentence has also now been questioned. In dealing with a matter where, as herein, the Appellant had been sentenced to life imprisonment under Section 8(2) of the Sexual Offences Act, the Court of Appeal, in the case of Manyeso vs Republic (Criminal Appeal 12 of 2021) [2023] KECA 827 (KLR) (7 July 2023) (Judgment), stated as follows:-
58.Regarding the proviso to Section 333(2) of the Criminal Procedure Code which requires that the period spent in custody during a criminal trial, before sentencing, be taken into account when computing sentence, I note that although was admitted to bail/bond, there is no evidence that raised the same and was in fact released. My perusal of the record reveals that he remained in custody from the date of his arrest on 15/12/2020 until the date that waw sentenced, 19/08/2021
Final Order
59.In the premises, I order as follows:i.The Appeal on conviction fails and is dismissed.ii.However, the sentence of life imprisonment imposed by the trial Court is hereby set aside and substituted with a sentence of 25 years imprisonment.iii.The sentence shall run from the date of the arrest of the Appellant Court, 15/12/2020.
DELIVERED, DATED AND SIGNED AT ELDORET THIS 4TH DAY OF OCTOBER 2024…………………WANANDA J.R. ANUROJUDGEDelivered in the presence of:Kirui for the StateAppellant present (virtually from Iten Law Courts)Court Assistant: Brian Kimathi