Republic v Director of Public Prosecutions & another; Nderi & 2 others (Exparte); Nthiga (Interested Party) (Judicial Review Application 2 of 2019) [2022] KEHC 11633 (KLR) (27 July 2022) (Judgment)
Neutral citation:
[2022] KEHC 11633 (KLR)
Republic of Kenya
Judicial Review Application 2 of 2019
LW Gitari, J
July 27, 2022
Between
Republic
Applicant
and
Director of Public Prosecutions
1st Respondent
Inspector General of Police
2nd Respondent
and
Justin Kithinji Nderi
Exparte
Ashford Mutembei Mwiandi
Exparte
Eunice Wangige
Exparte
and
Njiru Micheni Nthiga
Interested Party
Judgment
1.The ex-parte applicants instituted the substantive motion dated November 11, 2019, pursuant to the leave granted by this Honourable Court on October 23, 2019 seeking the following orders, inter alia, against the Respondents:a.That an Order of Certiorari does issue to remove into this Honourable Court and quash the decision of the 1st respondent to institute and undertake criminal proceedings against the Ex-parte applicants.b.That an order of prohibition does issue directed to the 1st and 2nd respondents restraining the respondents from proceeding with the implementation and/or enforcement of the decision of the 1st respondent to institute and undertake criminal proceedings against the Ex-parte applicants.
2.The ex-parte applicants Justin Kithinji Nderi Ashford Mutembei Mwiandi and Unice Wangige relied on the grounds on the face of the application, the Statutory Statement dated October 23, 2019 and the Verifying Affidavit sworn by the 1st ex-parte applicant Eunice Wangige on the same date. They also relied on the further affidavits by the 1st ex-parte applicant sworn on March 11, 2020 and December 3, 2021 respectively.
3.In opposing the application, the Respondents Director of Public Prosecutions and The Inspector General of Police relied on the replying affidavit sworn on February 5, 2020 by Inspector Abdi Duble, a police officer attached to Chuka Police Station. The Interested Party Njiru Micheni Nthiga also opposed the application vide his replying affidavit sworn on February 18, 2020, and which the Respondents fully associate themselves with.The facts of this application are as here under:a.The 1st Ex-parte Applicant is elected member of County Assembly for Magumoni Ward in Tharaka Nithi. The 2nd and 3rd E-parte applicants are employees of the County Government of Tharaka Nithi occupying the portfolio of a Senior Survey Porter and Plant Operator respectively.b.On January 16, 2019, the County Government of Tharaka Nithi (hereinafter, “TNCG”) Depart of Lands, Physical Planning, Housing, Urban Development, Environment and Natural Resources issued a notice to all residents of Kibugua Market requiring them to remove structures and/or buildings within the road reserve in Kibugua Market.c.Upon expiry of the aforementioned notice, the TNCG through its officers and/or agents began the exercise of surveying and recovering the road users in Kibugua Market where all structures and/or buildings which abut the amenity of road were taken down.d.Being dissatisfied with the exercise, Mr. Njiru Micheni Nthiga (Suing as the legal representative of the estate of Leonard R.I Nthiga, deceased) instituted (Chuka ELC Case NO. 2 of 2019: Njiru Micheni Nthiga –vs- TNCG & 2 Others) in which he sought several remedies against the 1st Ex-parte Applicant, TNCG and others. Judgment has since been entered in the ELC case in favour of the herein Interested Party.e.After filing the aforesaid land case, the herein Interested Party lodged a criminal complaint at Chuka Police Station which prompted “investigations” by officers under the 2nd respondent. Upon conclusion of the purported “investigations”, the police file was forwarded to the office of 1st respondent, Chuka Branch, and a decision was made to institute criminal proceedings against the Interested Party.f.On October 23, 2019, the 1st Ex-parte Applicant was charged with the office of malicious damage to property contrary to section 339(1) of the Penal Code in Chuka Law Courts’ vide Criminal Case No. 1332 of 2019. Importantly, the 1st Ex-parte Applicant is not an employee of the Executive arm of TNCG, and he was, therefore, not directly involved in the alleged damage of property belonging to the Estate of Leonard R.I. Nthiga, deceased.g.The 2nd & 3rd Ex-part applicants are employees of TNCG and, if at all, they played their role in survey and recovery of road reserves in Kibugua Market in good faith and strict execution of their duties, their actions cannot render them criminally liable.h.The charging and intended prosecution of the Ex-parte Applicants is irrational. Unreasonable and an abuse of prosecutorial power. If the orders sought herein are not granted, the applicants will be unfairly subjected to an unprocedural and unlawful criminal process much to their irreparable harm, prejudice and injury. On the other hand, the interested party herein has been adequately compensated in the ELC case and therefore, no prejudice shall be suffered by the respondents, or the interested party should the orders sought herein be granted as prayed.
4.The application was canvassed by way of written submissions. The interested party filed his written submissions on December 15, 2021 whereas the respondents filed their written submissions on January 28, 2022. On their part, the ex-parte applicants filed their submissions on 9th May 2022. Hereunder is a summary of the respective submissions by the interested party and the respondents.
The Ex Parte Applicants case
5.The ex-parte applicants are mainly challenging legitimacy of the decision by the 1st respondent to charge them for malicious damage to property contrary to section 339(1) of the Penal Code in Chuka Criminal Case No. 1332 of 2019. They contend that the said decision was wrong, improper, an abuse of office, capricious, and will lead to an abuse of the due process as the investigations leading to the said decision were not done properly.
6.In addition, the ex-parte applicants contend that the demolitions were carried out on the strength of a notice that had been issued by the County Government of Tharaka Nithi Department of Land, Physical Planning, Housing, Urban Development, Environment and Natural Resources. They noted that the 1st ex-parte Applicant is a sitting member of the County Assembly of Tharaka Nithi County and submitted that the Respondents and Interested Party have failed to demonstrate any nexus between the 1st ex-parte applicant and the said demolitions. Further, it was their submission that the actions of the 2nd and 3rd ex parte applicants should be attributed and/or blamed on their employer, the County Government of Tharaka Nithi County.
7.They relied on the following cases to buttress their submissions:a.Republic v Chief Magistrate’s Court Nairobi & 3 others Ex parte Stephen Oyugi Okero [2015] eKLR;b.Republic v Director of Public Prosecutions & 2 others; Evanson Muriuki Kariuki (Interested Party); Ex parte James M. Kahumbura [2019] eKLR;c.Republic v Kenya Revenue Authority & 2 others Ex parte Kungu Gatabaki & 4 others; Jacaranda Hotel Limited (Interested Party) [2020] eKLR;d.Joseph Wabukho Mbayi v Frida Lwile Onyango [2019] eKLR;e.Simon Kiama Ndiangui v Republic [2017] eKLR;f.Charles Weta Wandengu v Republic [2019] eKLR.
The 1st and 2nd Respondent’s case
8.The Respondents submitted that the 2nd respondent is a constitutional office under article 245(1) of the Constitution. The mandate to investigate crime is vested in the police under section 24 of the National Police Service Act and once done they recommend prosecution to the 1st respondent who then makes the decision on whether to charge the person or not. It is their contention that the merit of the charges leveled against the applicants falls within the jurisdiction of the trial court after hearing the parties and evidence. The respondents thus submitted that the applicants have not demonstrated any fundamental flaws in the decision by the 1st and 2nd respondents to investigate and prosecute them, to warrant the orders of judicial review.
9.They relied on the following cases to buttress their submissions:a.Republic v National Employment Authority & 3 others Ex-parte Middle East Consultancy Services Limited [2018] eKLR;b.Director of Public Prosecutions v Martin Maina & 4 others [2017] eKLR;c.Sylvana Mpabwanayo Ntaryamira v Allen Waiyaki Gichuhi & anotherd.Republic v Director of Public Prosecutions & 3 others Ex Parte Meridian Medical Center Ltd & 7 others [2015] eKLR.
Ex-parte’s case
10.On its part, the interested party contends that the Applicants are seeking intervention of this court to avoid appearance in the subordinate court to face the criminal charges, a move that is a clear abuse of the court process. He thus supports the Respondents’ position that the present application should be dismissed with costs.
Issues for determination
11.After considering the pleadings and submissions made by the respective parties, it is my view that the main issues for determination are:a.Whether the decision by the Respondents to investigate and prosecute the ex-parte Applicants was an abuse of power and without any factual basis.b.Whether the Ex-parte Applicants application for the grant of the Judicial Review Orders for Certiorari and Prohibition is merited.AnalysisWhether the decision to investigate and prosecute the ex-parte applicants was an abuse of power
12.Article 157(6)(a) of the Constitution provides that:(6)The Director of Public Prosecutions shall exercise State powers of prosecution and may-a.institute and undertake criminal proceedings against any person before any court (other than a court martial) in respect of any offence alleged to have been committed;”The second respondent is therefore vested with the mandate to institute and undertake criminal proceedings before court.
13.In this case, the interested party is the complainant in the criminal case being challenged by the ex-parte applicants. He is also the administrator of the estate of his late father, Leonard Nthiga (deceased). The deceased was the registered proprietor of land parcel no. Magumoni/Thuita/779 (hereinafter the “suit land”), which forms the basis of the institution of the charges against the ex-parte applicants.
14.The interested party made a report of malicious damage to property on the suit land to Chuka Police Station on 11th February 2019. He alleged that the buildings on the suit land had been maliciously demolished by T.N.G through its officers and or agents. It is the Respondents contention that after the complaint was made, it was their duty to undertake investigation into the same. The decision whether or not to prosecute is made by the 2nd respondent.
15.The Respondents further contend that after undertaking their investigations diligently, they established that in 2019, the 1st ex-parte applicant then working as a county surveyor in the Tharaka Nithi County Government, caused the buildings on the suit land to be marked with an X sign, with an intention of having them demolished. The 1st ex-parte applicant is now a member of the County Assembly of Tharaka Nithi.
16.It is alleged that the investigations by the Respondent further showed that the 1st and 2nd ex-parte Applicants herein were directly involved in the process of the marking of the buildings on the suit land for demolition and were subsequently joined by the 3rd ex-parte Applicant who maneuvered the excavator that brought down the buildings of the Interested Party.
17.The ex-parte applicants, particularly the 2nd and 3rd ex-parte applicants, have not denied demolishing the said buildings but contend that they did same in due execution of their duties under the Physical Planning Act, with instructions from their employer, the Tharaka Nithi County Government, and after issuance of a notice to the interested party. The 2nd and 3rd ex-parte applicants hold the positions of Senior Survey Porter and Plant Operator respectively with the County Government of Tharaka Nithi.
18.The notice referred to by the ex-parte applicants is dated 16th January 2019. It was issued by the County Government of Tharaka Nithi and addressed to “All Residents Kibugua Market”. It was referenced “Removal of structures and or buildings within the road reserves in kibugua market” and partly read as follows:
19.The ex-parte Applicants contend that upon expiry of the aforementioned notice, the Tharaka Nithi County Government, through its officers and/or agents began the exercise of surveying and recovering the road reserves in Kibugua Market where all structures and/or buildings which were built on the road were taken down.
20.Being affected and aggrieved by the demolitions, the Interested Party instituted Chuka ELC Case No. 2 of 2019 Njiru Micheni Nthiga v Tharaka Nithi County Government & 2 Others (hereinafter the “ELC case”) in which he sought several remedies against the 1st ex-parte applicant and the Tharaka Nithi County Government among others. This court, although differently constituted, ordered that the present application be stayed pending the determination of the ELC case so as to avoid a situation where the court issue conflicting orders.
21.The Chuka ELC rendered its decision on June 15, 2021 and found that the notice dated January 16, 2019 was not addressed to the Interested Party as he is not a resident of Kibugua Market. The court further found that the notice itself did not qualify to be called an enforcement notice. thus, the demolition of the Interested Party’s building was not done in the implementation of a proper enforcement notice. Judgment was therefore entered in favour of the Interested Party and he was awarded damages in excess of Kshs. 25 Million.
22.The aforementioned judgment notwithstanding, the Respondents still maintain that their investigations prove that the demolitions were accentuated in bad faith and with ulterior motives of the 1st ex-parte applicant. According to them, their investigations point to the fact that an offence had been committed by the ex-parte applicants hence the decision to prosecute them.
23.Any prosecution commenced without sufficient evidence and proper investigations can easily lead to the conclusion that the prosecution has been launched for ulterior motives. The decision to prosecute by the 1st respondent must be taken with utmost care as it my have profound consequences for victims, witnesses, accused persons’ and their families. A wrong decision to prosecute may also erode the public confidence in the office of the 1st respondent and the justice system at large. There are various decisions as cited by he exparte applicants to demonstrate that the exercise of prosecutorial power by the 1st respondent is amenable to review by the High Court. See Commissioner of Police and Director of Criminal Investigations Department and another –v- Kenya Commercial Bank & 4 Others (2013) ekLR. The exparte applicant relies on the case of Republic –v- Chief Magistrate’s Court Nairobi & 3 Others, Nairobi High Court Misc Civil Application No.114/1997 (unreported) quoted with approval in R- V- Chief Magistrate’s Court Nairobi & 3 Others Ex Parte Stephene Oyugo Okero 2015 eKLR, where the court pointed out the factors to be taken into consideration before a criminal prosecution is launched. The power to prosecute must be exercised responsibly in accordance with the laws of the land and in good faith. Any prosecution commenced without sufficient evidence and proper investigations may portray a prosecution that has been launched for ulterior motives. In such a case, the decision to prosecute can be reviewed by this court and this is exactly what the ex-parte applicants have invited this court to do. They have urged this court to review the prosecution evidence and find that the same is not sufficient for mounting a prosecution.
24.There are many decisions showing that the exercise of prosecutorial power by the DPP is amenable to review by the High Court. In Diamond Hasham Lalji & another v Attorney General & 4 others [2018] eKLR, the Court of Appeal expressed itself as follows:
25.The circumstances under which the High Court may review of prosecutorial powers were highlighted in the case of State of Maharastra & others v Arun Gulab Gawali & others Criminal Appeal No. 590 of 2007 (27 August, 2010) the Supreme Court of India outlined as follows:(I)Where institution/continuance of criminal proceedings against an accused may amount to the abuse of the process of the court or that the quashing of the impugned proceedings would secure the ends of justice;(II)where it manifestly appears that there is a legal bar against the institution or continuance of the said proceeding, e.g. want of sanction;(III)where the allegations in the First Information Report or the complaint taken at their face value and accepted in their entirety, do not constitute the offence alleged; and(IV)where the allegations constitute an offence alleged but there is either no legal evidence adduced or evidence adduced clearly or manifestly fails to prove the charge.”
26.In the persuasive case of Republic v CS, In Charge of Internal Security & 3 others Ex-Parte Jean Eleanor Margaritis Otto [2015] eKLR, the court observed as follows:
27.From the above authorities, it is apparent that the role of judicial review in criminal cases is limited. This court has not been called upon to try and determine the innocence or otherwise of the accused persons. Rather, it is the duty of this court to determine whether the grounds prohibiting a criminal trial has been established. In Uwe Meixner & another v Attorney General [2005] eKLR the Court of Appeal stated that:
28.The above point was emphasized in the persuasive case of Republic v Attorney General & 4 others ex-parte Diamond Hashim Lalji and Ahmed Hasham Lalji [2014] eKLR where Odunga, J stated that:
29.“Nevertheless, sometimes it is necessary for the court to look at the statements in order to establish if there is evidence to support the charges. Absence of evidence is a ground for quashing a criminal trial and the Court cannot conclude that there is no evidence without looking at the witness statements and exhibits.” [See: Republic v Chief Magistrate’s Court, Nairobi & 3 others Ex parte Stephen Oyugi Okero [2015] eKLR]
30.The ex-parte applicants herein have been charged with the offence of malicious damage to property contrary to section 339(1) of the Penal Code. The said section provides that:
31.The ex-parte applicants produced a copy of the judgment by the ELC. The said court found that the County Government of Tharaka Nithi liable for the illegal demolitions of the Interested Party’s buildings and awarded him damages. While the decision to prosecute the ex-parte applicants was made before the ELC case was determined, the Respondents maintained the decision notwithstanding the judgment.
32.In the case of Diamond Hasham Lalji & another v Attorney General & 4 others (supra) the Court of Appeal stated that:
33.The only witness statement on record is that of the Interested Party. He states that his buildings were marked with the X marks sometimes in October 2018. This was prior to the issuance of the notice that the ex-parte Applicants relied on to justify the demolitions. The statement further indicates that the Interested Party met with the 1st ex-parte applicant in his office in Chuka and questioned the legality of the intended takeover of his property. According to his statement 1st ex-parte applicant indicated that the freehold land would not be touched until due legal process was followed. This indicates that the 1st ex-parte applicant was aware of the plan to demolish some properties in the area.
34.The witness statement of the interested party does not implicate either the 2nd or the 3rd ex-parte applicants. In addition, the Interested Party has not described the alleged participation by 1st ex-parte applicant in the demolitions. He only states that he informed the ex-parte applicant of the X-marks on his buildings and inquired on the legality of the intended demolitions.
35.The key words in the offence of malicious damage to property are that the damage must have been done “willfully” and “unlawfully”. The nature of this offence, unlike in a civil jurisdiction, is not one where vicarious liability can attach. Thus, the willful and unlawful act must be attributed directly to the person charged and cannot be assigned. In the instant case, the Respondent ought to have produced clear and manifest evidence to demonstrate that the charges against the ex-parte applicants has some sound foundation and not whimscal. A prosecution commenced without sufficient evidence and proper investigations can lead to an inevitable conclusion that it has no basis. The prosecution must establish that the property was destroyed, that a person destroyed the property and that the destruction was willful and unlawful. The prosecution must prove all the elements of the charge. As submitted by counsel for the ex-parte applicant, the court ought to take into account the intent of the accused person and be satisfied that there is malice. Intent/malice must be proved by the prosecution beyond any reasonable doubts. Malice on the part of the applicants has not been demonstrated
36.In the circumstances, the respondents’ decision to prosecute the ex-parte applicants is not well founded and is therefore amenable to Judicial Review.Whether the Judicial Review Orders for Certiorari and Prohibition sought should be granted
37.In exercising the power of quashing criminal proceedings, the Supreme Court of India in the case of State of Maharastra & others v Arun Gulab Gawali & others Ciriminal Appeal No. 590 of 2007 (27 August, 2010) gave caution by stating that:
38.It follows that the power to prohibit criminal prosecution should be exercised with great care. It should be remembered that in the first place the people of Kenya bestowed prosecutorial power upon the DPP and in accordance with article 157 of the Constitution granted it decisional autonomy. The DPP and his officers are expected to use their expertise in determining which case to prosecute and which one not to prosecute.
39.The ODPP Act in section 4 stipulates the guiding fundamental principles which, in addition to the Constitution, guide the DPP in the performance of his powers and functions. One of the powers given to DPP by section 5(4) (e) of the ODPP Act is to review a decision to prosecute or not to prosecute any criminal offence.
40.The respondent has not considered review of its decision to charge despite the fact that the Interested Party has persued the civil case to its logical conclusion against other parties apart from the exparte applicants. The dispute, by the conduct of the interest is of a civil nature and it would be an abuse of court process to continue with the prosecution of the applicants. It is my view that the prosecution lacks factual basis and the prosecution of the ex-parte applicants isan abuse of the law and the criminal process. It cannot be allowed to proceed. In he circumstances I find that the ex-parte applicants application has merits and is allowed.
I order thati.An order of Certiorari do issue to remove to this court and quash the decision of the 1st respondent to institute and undertake proceedings against the ex-parte applicantsii.An order of prohibition do issue directed to 1st & 2nd respondents restraining them from proceeding with the implementation of the 1st respondents decision to institute criminal proceedings against the ex-parte applicants.
I make no orders as to costs.DATED, SIGNED AND DELIVERED AT CHUKA THIS 27TH DAY OF JULY 2022.L.W GITARIJUDGE27/7/2022The Judgment has been read out in open court.L.W. GITARIJUDGE27/7/2022