By a plaint dated and purportedly lodged in the High Court at Kisumu on the 28th June, 1993, Nagendra Sexena, the appellant herein, claimed from Miwani Sugar Mills Ltd., the 1st respondent herein, a total of United States Dollars 400,000 on the foot of an alleged agreement between them. We say the plaint was “purportedly” lodged because as it turned out the issue of whether the plaint had been properly lodged arose before Mwera, J whose ruling and orders is the subject of the appeal before us. Mwera, J appears to have found and held in his ruling given on the 13th day of June, 2008 some fifteen years after the suit was filed that there was no evidence before him that the appellant had paid the requisite court fee payable on the plaint. The plaint was filed on behalf of the appellant by his then advocates, M/s Naphtally J.B. Hawala. Upon its filing a summons was issued on the very same day for service upon the respondents. There was no dispute before Mwera, J that the summons was never served upon the 1st respondent. It appears that Mr. J.B. Hawala, who was acting for the appellant died. The date of his death is unavailable from the record. Matters then rested there until the 28th May, 2007, some fourteen years from the time the suit was instituted when Mr. Ian Gakoi Maina of M/s Gakoi Maina & Company Advocates, filed a notice of change of advocates. By his letter dated Wednesday 23rd May, 2007 and received at Kisumu on 24th May, 2007, Gakoi Maina told the Deputy Registrar.
“We herewith make a formal application for extension of validity of the summons in this matter. We undertake to pay your charges. Your co-operation shall be very highly appreciated.”
The application mentioned in the letter was brought pursuant to Order V Rule 1 (2), Order XLIX Rule 5 of the then Civil Procedure Rules and section 3A of the Civil Procedure Act. The application, by way of a summons in chambers asked for an order that:-
“The Honourable Court be pleased to extend the time for re-issue of the summons in this matter and the time thereof be enlarged.”
The grounds stated on the face of the summons were three, namely:-
“1. THAT the advocate for the plaintiff did not serve the plaint and the summons on the Defendant Company.
The summons was supported by the affidavit of Mr. Gakoi as follows:-
“2. THAT I was instructed by the Plaintiff on 4thMay, 2007 to go on record for him in place of Naphtally, J Hawala.
The summons was apparently to be heard before the Deputy Registrar and despite the long passage of time was not to be served on anybody. Of course, under Order 5 Rule 5 of the Civil Procedure Rules, the court may extend the validity of a summons in the absence even of the plaintiff but the appellant was not merely asking for the extension of the validity of the summons; he was also asking for extension of time within which to apply for the extension of the validity of the summons. Rule 7 of Order 5 (1) provides:-
“Where no application [for extending the validity of a summons] has been made under sub-rule (2) the court may without notice dismiss the suit at the expiry of twenty-four months from the issue of the original summons.”
As we have seen, the original summons in the suit was issued on 28th June, 1993 when the suit was lodged and the twenty-four months within which the court could have extended its validity ran out on or about 27th June, 1995. Applications for extension of time are provided for under Order 49 Rule 5 which the appellant specifically cited in his chamber summons lodged on 28th May, 2007 seeking to extend the validity of the summons first issued on 28th June, 1993. An application under Order 49 Rule 5 cannot be heard ex parte and is not one of the applications which can be heard by a Deputy Registrar exercising powers conferred by Order 48.
Be that as it may, the appellant’s summons for extending time to reissue the summons and to extend the time for its validity came before Mr. Abdul El – Kindy who was a Principal Magistrate and a Deputy Registrar. Mr. Gakoi Maina appeared before him all by himself and told the Deputy Registrar:-
“Application is dated 28/5/2007 . We are seeking the court to extend time for issue of summons. The Party’s advocate on record did not serve the summons and has since passed away. It is supported by an affidavit by myself and opponent (sic). Plaintiff left the country after business collapsed. All along he thought it was having (sic) pursued his advocate. He thus came to me and I found out there was nothing done. I, therefore, pray this be allowed.
ABDUL EL-KINDY/PM.
“Bill is dated 21/6/2007. The same has been drawn to scale and we pray that it be taxed as drawn.
COURT: Bill taxed at K.Shs.542,182/-
“2 . That pending the hearing and determination of this application there be an order prohibiting the judgment – debtor from transferring or charging land parcel Nos. I.R 21038 and I.R. 21039 either by themselves, their agents and in any way from dealing in, advertising, selling by auction or otherwise and any person from taking any benefit from such purported transfer or charge.
It would appear that after the orders of Mugo, J. the appellant nevertheless proceeded to levy execution. This is evident from the fact that on 6th November, 2007, Mr. David Otieno, Advocate of M/s Otieno, Ragot and Company Advocates, wrote to the Deputy Registrar saying they had been instructed by an interested party to verify the position in the matter. The advocates asked to be supplied with copies of the pleadings and other documents filed to enable them take instructions. On 12th November, 2007 the said advocates filed a memorandum of appearance on behalf of the 1st respondent and on 10th December, 2007 they filed a summons in chambers, under a certificate of urgency, praying for various orders. The summons was filed under Order 9A Rule 10 of Civil Procedure Rules and under section 3A of the Civil Procedure Act. The prayers sought in the summons were:-
“1. ---------------- (certifying the application urgent).
3. Leave be granted to the Defendant to defend this suit and the annexed draft defence be deemed duly filed subject only to the payment of filing fees.
4. The process of execution commenced by the Plaintiff against the Defendant be set aside unconditionally.
The grounds cited in support of these prayers were:-
“1. The Defendant, though wrongly named, was not served with summons to enter appearance.
The summons was supported by the affidavit of one Joseph Odidi who described himself as the General Manager of Miwani Sugar Company (1989) Ltd. and that that company had been served with various documents by M/s Jogi Auctioneers but wrongly described in the suit as Miwani Sugar Mills Ltd. The salient points in Odidi’s affidavit were that Miwani Sugar Company (1989) Ltd. who was the applicant in receivership; it appears that at some stage, the 1st respondent Miwani Sugar Mills Ltd had been wholly taken over by Miwani Sugar Company (1989) Ltd. which appears to have been some kind of a state corporation formed to take over the affairs of the 1st respondent and run the 1st respondent’s affairs for the benefit of the public. The Kenya Government was apparently a share-holder in the 1st respondent. Odidi swore that on 2nd November, 2007 Miwani Sugar Company (1989) Ltd. had been served with a 45-day redemption notice issued by Jogi Auctioneers and a notification of sale issued by the High Court demanding payment of K.Shs.28,542,182/- failing which its property known as I.R. No. 21038 (L.R. 7545/3) would be sold to recover the decretal sum. It was then that Mr. David Otieno, Advocate, was instructed to find out what the claim was all about and Mr. Otieno discovered the filing of the suit in 1993 the reissue of summons in 2007 and matters along those lines, i.e. the history of the litigation. The affidavit then ran on:-
“7 THAT I am informed by the Applicant’s advocates on record which information I verily believe to be true that the Respondent subsequently obtained a notification of sale for the two properties aforementioned without an application for that purpose.
We must at this stage point out that the alleged agreement between the appellant and the 1st respondent was entered into in 1987. The suit itself was filed in 1993 but after its filing the suit remained dormant until 2007 when the appellant revived it. Apparently interest at the rate of 20% per annum was being claimed even over the period when the case remained dormant and had not even been served on anyone. The appellant was clearly to blame for the dormancy of the case and yet he was being allowed interest even for the period during which he was at fault.!!
Again on 3rd July, 2007 the appellant had made an application seeking orders to attach, and sell the 1st respondent’s lands, i.e. I.R. Nos. 21038 and 21039, and according to the affidavit of Joseph Odidi, that application was dismissed on 4th October, 2007.
The sale of the lands took place on 24th December, 2007 and the lands were sold to Crossley Holdings Limited; they are now the 4th respondent. On the very day of the sale, i.e. 24th December, 2007 the appellant filed a chamber summons under section 65 of the Registration of Titles Act (Cap 281 Laws of Kenya) and under Order 21 Rules 72, 81, 83, 84 & 85 Civil Procedure Rules and also under Order 48 Rule 5 of the same Rules. The prayers made in the summons were many:-
“1. THAT the sale of Land Parcel Number LR 7545/3 by public auction held on 24/12/2007 by M/s Jogi Auctioneers be confirmed and the same be made absolute in favour of the purchaser M/s CROSSLEY HOLDINGS LIMITED absolutely and free from any encumbrances.
(a)for payment to the purchaser, a sum equal to ten percent (10%) of the purchase money, and
(b) for payment to the decree-holder, the amount specified in the public notification of sale as that for the recovery of which the sale was ordered, less any amount which may since the date of such public notification of sale have been received by the decree-holder.
Under Rule 79 the decree-holder can also apply to have the sale set aside on the ground of a material irregularity or fraud in publishing or conducting that sale. Under Rule 80, the purchaser may also ask the court to set aside the sale on the ground that the judgment-debtor had no saleable interest in the property. Rule 81 then provides that where no application is made under Rules 78, 79 or 80, or where such an application is made and disallowed,
“---the court shall make an order confirming the sale and thereupon the sale shall become absolute in so far as the interest of the judgment – debtor in the property sold is concerned.”
“Where such an application is made and allowed and where, in the case of an application under rule 78, the deposit required by that rule has been made within 30 days from the date of sale, the court shall make an order setting aside the sale.
Provided that no order shall be made unless notice of the application has been given to all persons affected thereby.”
Rule 83 then provides that:-
“Where a sale of immovable property has become absolute, the court shall grant a certificate specifying the property sold and the name of the person who at the time of sale is declared to be the purchaser, and such certificate shall bear the date of the day on which the sale became absolute.”
Following the sale, various applications were made, among them the 1st respondent’s application to set aside the ex parte judgment and be granted leave to defend the claim. These pending applications eventually came before Mwera, J on 7th May, 2008 when Mr. Nowrojee, M/s Gadhia and Mr. Gakoi appeared on behalf of the appellant and Mr. Ragot and Mr. David Otieno appeared for the 1st & 2nd respondents. The Judge’s attention was drawn to the three pending applications, namely:-
Mr. Otieno’s application dated 27th March, 2008; the appellant’s review application by way of notice of motion dated 23rd April, 2008 and the 1st and 2nd respondent’s notice of motion dated 22nd April, 2008.
All these applications were apparently listed for hearing before the Judge on the same day. After listening to counsel on various suggested modes of dealing with the applications, the Judge directed:-
“(I) Notice of motion dated 27/3/2008: Mr. Otieno to file and serve a supplementary affidavit in 7 days while Mr. Nowrojee for the Plaintiff has 14 days. Thereafter the application be listed for hearing in 14 days.
Then the learned Judge proceeded as follows:
“COURT: But before proceeding from here the following points are raised to be answered first:-
COURT: Sustained.”
Mr. Otieno then proceeded on the other issues until in the end when he told the Judge that it was the defendant Miwani Sugar Mills Ltd. which was put under receivership in 1993, but that the receivers had not sold its assets yet. Mr. Nowrojee then took over and we think we should quote him verbatim where pertinent:-
“NOWROJEE: We begin by clarifying that neither of us should submit on issues not in the applications. No evidence to be led either. No determination of pending issues will arise from the 5 issues that the court raised.
But on the 2 other questions:-
“Was due fee assessed and paid when the plaint was filed in 1993?
Mr. Otieno then made other remarks and then concluded :-
“But if my learned friend wants to consult on these two questions before going further, we will allow it.
On 19th May, 2008 when the hearing resumed , Mr. Nowrojee was still not in a position to answer the first two questions. The Judge adjourned the hearing to 26th May, 2008 and directed again:-
“COURT: Matters to come up to hear Mr. Nowrojee on Monday 26/5/2008. To-days costs to the applicants. Mr. Nowrojee to address court on the issue of the court fee receipt which in all circumstances should be in the plaintiff’s advocate’s file and on the re-issue of summons. There will be no more adjournments on these matters which the court itself raised after perusal of file.”
On the 26th May, the hearing proceeded and the parties addressed the Judge on the two issues the Judge had himself raised . On the question of the court fee receipt, Mr. Nowrojee informed the Judge that enquiries had been made with the widow of the late Hawala about the file but that no receipt could be found. The copies of the receipt could also not be traced with the court registry. The register of cases for the relevant period could not be traced either and in those circumstances it could not be asserted one way or the other that the court fee on the plaint had not been assessed and paid. If the court was of the view that fees had not been paid it could order that they be paid. Mr. Nowrojee asked the court to assume that all aspects of the litigation must have been conducted rightly and regularly.
On re-issue of the summons, Mr. Nowrojee basically submitted that since judgment had been entered and in fact executed the question of summons had been subsumed in the judgment and which had not been set aside. Mr. Nowrojee submitted that while the Judge could note and raise the issues in Questions 1 and 2, he could not use them to set aside the judgment and the orders resulting form the judgment. In the criminal process, the Judge could on his own motion, make orders on revision, but in the civil process an application had to be made. In the case before the Judge, there was an application to set aside the judgment, i.e. the one dated 27th March, 2007 and the parties would be heard on that application if and when it came up for hearing.
In reply Mr. Otieno submitted that it could not be assumed that fees had been paid as there was no evidence of such payment either with the appellant or in the court record. The case had been allowed to remain dead for fourteen years and it was not right to assume that fees must have been paid. On the re-issue of the summons, Mr. Otieno had submitted that after the expiry of twenty-four months, the Deputy Registrar did not have power to re-issue summons and in effect to bring back to life a case which had been left dead for fourteen years.
Mwera, J considered the issues raised and the submissions of counsel thereon. He was fully cognizant of the fact that he himself had raised the issues and fully considered that aspect of the matter . Relying on writings such as that to be found in the TENNESSEE LAW REVIEW [Vol. 69 XXX 2002] by Associate Professors, Adam Milan and Michael Smith: PLAYING GOD: A CRITICAL LOOK AT SUA SPONTE DECISIONS BY APPELLATE COURTS] and the Nigerian case of HABIG NIG LTD. VS. NASHTEX INTERNATIONAL NIG LTD., Court of Appeal /K/13/04 (KADUNA), the Judge concluded that he was not precluded from raising the questions he did raise so long as he gave the parties opportunity to make their submissions on the issues. In the end the Judge held that no fees had been paid when the plaint was originally filed in 1993 and that the Deputy Registrar had no jurisdiction to re-issue the summons after the expiry of twenty four months. The appellant needed leave to do so and under Order 49 Rule 5, the Deputy Registrar had no jurisdiction to hear an application for leave and to grant the leave. The Judge concluded:-
Earlier, the Judge had said:-
“---------------------------That issue [re-issue?) of the summons was thus invalid and all consequential acts, orders etc. to it equally of no validity.”
We have already set out the rules under which an auction sale can be set aside. Relying on MULLA’s text on Civil Procedure, Mr. Nowrojee, said the matters upon which the Judge relied upon to set aside the judgment and all orders and actions flowing from the judgment were not within the Judge’s discretion because Rules 78 of Order 21 provided the process for dealing with such issues and an application to set aside the judgment was already pending before the Judge. The auction sale had been confirmed and a certificate of sale issued. The land had already been transferred and registered in the name of the purchaser at the auction sale, Crossley Holdings Ltd., the 4th respondent in the appeal . The land was in fact transferred and registered in the name of the 4th respondent soon after the auction sale. Such registration, submitted Mr. Nowrojee, could only be set aside in accordance with the provisions of the Registration of Titles Act under which the land was registered. The case of MULIRO VS. OCHIENG’ [1981], KLR 541 was relied on and it was contended that since allegations of fraud were made, section 3A Civil Procedure Act could not be relied on to set aside the sale.
To these submissions, Mr. Otieno’s answer was that the Deputy Registrar had no jurisdiction to re-issue the summons after fourteen years. Under Order 49 Rule 5, the Deputy Registrar had no jurisdiction to extend the time within which to apply for extension for re-issue of the summons. Only a Judge could have done that and since there was no valid summons which could have been served upon either the 1st or the 2nd respondent, it followed that the suit had never been properly served upon any of the two respondents and as such the ex parte judgment entered by the same Deputy Registrar was a nullity in law and everything else based on that judgment could only be a nullity. Mr. Otieno submitted that the extension of the period for the re- issue of the summons by the Deputy Registrar and the re-issue of the summons by him were an abuse of the process of the court and the Judge was entitled to take that issue suo moto because the processes of his court had been abused.
For our part, we must consider the issue on the basis that every court is entitled to ensure that its processes are not abused in the sense that those who seek the assistance of courts must do so in conformity with the existing law. The appellant had filed its suit in 1993 and for some fourteen years he did nothing to prosecute that case. He did not even serve the summons and the plaint on the 1st respondent. The reason given for that delay was that Mr. J. B. Hawala, Advocate who had acted for the appellant in the first instance had died. The date on which the said advocate died was not disclosed; nor did the appellant himself say what he did to find out the prosecution of his case. He did not even disclose when he came to know that Mr. Hawala had died. Under rule 7 of Order 5:-
“Where no application has been made under sub-rule (2) [for the court to extend the validity of the summons] the court may without notice dismiss the suit at the expiry of twenty-four months from the issue of the original summons.”
We accept that it was a strong thing for the learned Judge to take up these matters suo moto or sua sponte. But as we have seen, the learned Judge expressly recognized that fact and having done so gave the parties an opportunity to address him on the issues he raised. If we understood Mr. Nowrojee correctly, he did not contend that the Judge had no jurisdiction to raise the issues suo moto. Mr. Nowrojee, when asked by the Judge whether a consideration of questions 1 and 2 were vital on the issue whether the proceedings could go on, if the two questions were not answered, stated:-
“I agree absolutely. But I have no answers to those two questions.”
If the Judge had raised those questions and proceeded to answer them without giving the parties an opportunity to be heard on them, we would have agreed with the appellant that he was denied a fair hearing. But the Judge fully heard the parties on the two issues and we do not understand the complaint that the Judge had no jurisdiction to raise the questions on his own. It was his duty to ensure that the processes of his court had not been abused. The order sent to the Land Registrar warned that officer that it was a valid order of the court and that its disobedience would result in penal consequences. Clearly the orders were not valid at all as they were made by a person or persons who did not have jurisdiction to make them and who made them in total violation of the laid down procedures under the rules of the civil procedure. It is clear to us that the appellant through his advocate’s M/s Gakoi Maina & Company Advocates were bent upon stealing a match on his opponents; otherwise how does one explain the fact that on the very same day on which the auction sale took place, the appellant applied for and obtained the orders confirming the sale and a certificate of sale in total disregard of the provisions of Order 21 and the relevant rules made thereunder?
For our part we agree with the learned Judge that the purported extension of the validity of the summons by the Deputy Registrar was done without any jurisdiction and was therefore, void ab initio. The exparte judgment was entered on the basis that a valid summons had been served on either the 1st or the 2nd respondents or on both of them. There was no valid summons which could have been served upon anybody and the purported service was itself void ab initio. The ex parte judgment as a consequence of the foregoing was itself void ab initio and the Judge was entitled to set it aside ex debito justitiae, having heard the parties on that issue. The transfer of the land by the Registrar of Titles to the 4th respondent was based solely on the void judgment of the Deputy Registrar. The appellant did not claim that apart from the purported judgment, he had any other authority, statutory or otherwise upon which he could have transferred the land to anyone else. The sale of the land to the 4th respondent by way of public auction was based solely upon the void judgment and could not have passed any title to anyone. In view of this finding we do not think that the question of whether fees had been assessed and paid on the plaint was really relevant and we note that the learned Judge did not put much emphasis on that issue.